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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|30/03/2012||2012/228||Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps||Short Selling||Technical Standards||PDF
|Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012.|
|24/01/2012||2012/30||Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps||Short Selling||Consultation Paper||PDF
|ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement.|
|17/09/2012||2012/580||Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps||Short Selling||Consultation Paper||PDF
|15/02/2012||2012/98||ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012)||Short Selling||Consultation Paper||PDF
|The purpose of this consultation is to seek comments on the technical advice that ESMA proposes to give to the European Commission on a number of possible delegated acts concerning the Regulation as listed in the Commission request for advice. These delegated acts should then be adopted in accordance with Article 290 of the Treaty of the Functioning of the European Union (TFEU). ESMA will consider the feedback it receives to this consultation and to the open hearing to be held on 29 February 2012 in March 2012 and expects to publish a final report and submission of the draft advice on Delegated Acts to the European Commission by mid-April 2012.|
|12/02/2013||2013/203||On the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps||Short Selling||Consultation Paper||PDF
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|24/11/2021||ESMA22-106-3734||SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation||Securities and Markets Stakeholder Group, Short Selling||SMSG Advice||PDF
|26/10/2022||ESMA22-106-4247||SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements||MiFID - Investor Protection, Securities and Markets Stakeholder Group, Supervisory convergence||SMSG Advice||PDF
|07/07/2017||ESMA70-145-127||Consultation paper on the evaluation of the short-selling regulation||Market Integrity, Short Selling||Consultation Paper||PDF
|02/04/2020||ESMA70-151-2823||ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1||Joint Committee, Post Trading, Supervisory convergence||Consultation Paper||PDF
|26/03/2020||ESMA70-151-2852||Consultation Report PTRR Services- Article 85(3a) of EMIR||Post Trading, Supervisory convergence||Consultation Paper||PDF
|23/10/2020||ESMA70-151-3023||Consultation Paper on Article 15 and 49 EMIR||CCP Directorate||Consultation Paper||PDF
|23/10/2020||ESMA70-151-3076||Consultation Paper on Guidelines under Article 21 of EMIR||CCP Directorate||Consultation Paper||PDF
|18/11/2021||ESMA70-151-3239||Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR)||CCP Directorate||Consultation Paper||PDF
|12/07/2021||ESMA70-151-3244||CP Draft RTS 2nd SITG methodology||CCP Directorate||Consultation Paper||PDF
|12/07/2021||ESMA70-151-3273||CP Draft RTS order of compensation art. 20||CCP Directorate||Consultation Paper||PDF
|18/11/2021||ESMA70-151-3384||Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution||CCP Directorate||Consultation Paper||PDF
|18/11/2021||ESMA70-151-3396||Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination||CCP Directorate||Consultation Paper||PDF