ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securitisation filter Securitisation
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Audit filter Audit
- CESR Archive (296) Apply CESR Archive filter
- Corporate Information (78) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (76) Apply Securities and Markets Stakeholder Group filter
- Post Trading (44) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Joint Committee (27) Apply Joint Committee filter
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- Corporate Disclosure (22) Apply Corporate Disclosure filter
- Supervisory convergence (19) Apply Supervisory convergence filter
- Market Abuse (16) Apply Market Abuse filter
- Fund Management (15) Apply Fund Management filter
- MiFID - Secondary Markets (15) Apply MiFID - Secondary Markets filter
- Prospectus (15) Apply Prospectus filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (8) Apply Guidelines and Technical standards filter
- Market Integrity (8) Apply Market Integrity filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Benchmarks (4) Apply Benchmarks filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Innovation and Products (4) Apply Innovation and Products filter
- CCP Directorate (3) Apply CCP Directorate filter
- Short Selling (3) Apply Short Selling filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Corporate Governance (1) Apply Corporate Governance filter
- COVID-19 (1) Apply COVID-19 filter
- IAS Regulation (1) Apply IAS Regulation filter
- Press Releases (1) Apply Press Releases filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- Guidelines & Recommendations (76) Apply Guidelines & Recommendations filter
- Reference (73) Apply Reference filter
- Opinion (59) Apply Opinion filter
- Press Release (42) Apply Press Release filter
- Consultation Paper (33) Apply Consultation Paper filter
- Letter (30) Apply Letter filter
- Investor Warning (26) Apply Investor Warning filter
- Statement (19) Apply Statement filter
- Speech (16) Apply Speech filter
- Report (12) Apply Report filter
- Compliance table (9) Apply Compliance table filter
- Q&A (6) Apply Q&A filter
- Technical Advice (4) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Audit X Securitisation X Securities Financing Transactions X MiFID - Investor Protection X Sustainable finance X SMSG Advice X Annual Report X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |
||||
| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
||||
| 15/09/2020 | ESMA22-106-2858 | SMSG advice on ESG disclosure | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 251.29 KB |
||||
| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 06/01/2020 | ESMA70-151-2838 | Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 2.49 MB |
||||
| 06/01/2020 | ESMA70-151-2703 | Final Report- Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 1.38 MB |
||||
| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
||||
| 03/05/2019 | ESMA34-45-688 | Final report on integrating sustainability risks and factors in the UCITS Directive and the AIFMD | Fund Management, Sustainable finance | Final Report | PDF 483.4 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 08/01/2019 | ESMA33-128-557 | Final report on draft technical standards on cooperation, exchange of information and notification between competent authorities and ESMA, the EBA and EIOPA under the Securitisation Regulation | Securitisation | Final Report | PDF 609.03 KB |
||||
| 13/11/2018 | ESMA33-128-488 | Final Report Repositories Technical Standards | Securitisation | Final Report | PDF 1.55 MB |
||||
| 22/08/2018 | ESMA33-128-474 | Final Report on Technical standards on disclosure requirements under the Securitisation Regulation | Securitisation | Final Report | PDF 3.12 MB |
||||
| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
||||
| 29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
||||
| 02/06/2017 | ESMA35-43-620 | Final report on guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Final Report | PDF 713.52 KB |
||||
| 07/04/2016 | 2016/585 | Suitability Peer Review- Annex | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 987.81 KB |
||||
| 07/04/2016 | 2016/584 | Suitability Peer Review- Final Report | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 459.35 KB |
||||
| 22/12/2015 | 2015/1861 | Final report- Guidelines on cross-selling practices | MiFID - Investor Protection | Final Report | PDF 389.42 KB |