ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
102
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Corporate Information (81) Apply Corporate Information filter
- CESR Archive (24) Apply CESR Archive filter
- Joint Committee (12) Apply Joint Committee filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- MiFID - Investor Protection (8) Apply MiFID - Investor Protection filter
- Post Trading (8) Apply Post Trading filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- Fund Management (7) Apply Fund Management filter
- Sustainable finance (7) Apply Sustainable finance filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Management Board (4) Apply Management Board filter
- Market Abuse (4) Apply Market Abuse filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securitisation (3) Apply Securitisation filter
- Short Selling (3) Apply Short Selling filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- Market Integrity (2) Apply Market Integrity filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Innovation and Products (1) Apply Innovation and Products filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (563) Apply Guidelines & Recommendations filter
- Reference (163) Apply Reference filter
- Opinion (90) Apply Opinion filter
- Press Release (55) Apply Press Release filter
- Letter (49) Apply Letter filter
- Compliance table (44) Apply Compliance table filter
- Summary of Conclusions (42) Apply Summary of Conclusions filter
- Consultation Paper (40) Apply Consultation Paper filter
- Final Report (35) Apply Final Report filter
- Statement (34) Apply Statement filter
- Speech (26) Apply Speech filter
- Report (24) Apply Report filter
- Technical Standards (7) Apply Technical Standards filter
- Decision (6) Apply Decision filter
- Technical Advice (2) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
Audit X Benchmarks X Guidelines and Technical standards X MiFID - Secondary Markets X Securities and Markets Stakeholder Group X SMSG Advice X Annual Report X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
||||
| 20/12/2013 | 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 27.43 KB |
||||
| 20/12/2013 | 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 46.94 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 18/09/2015 | 2015/SMSG/026 | Advice on Proxy advisors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 206.54 KB |
||||
| 11/11/2015 | ESMA/2015/SMSG/031 | Advice on sound remuneration under UCITS and AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 123.3 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 06/04/2021 | ESMA70-872942901-38 | esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics | MiFID - Secondary Markets | Q&A | PDF 486.47 KB |
||||
| 20/12/2019 | SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 283.55 KB |
||||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 28/10/2011 | 2011/SMSG/12 | Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 59.19 KB |