ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
36
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Benchmarks filter Benchmarks
- Securities and Markets Stakeholder Group (98) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (88) Apply Corporate Information filter
- Risk Analysis & Economics - Markets Infrastructure Investors (49) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (34) Apply Post Trading filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Fund Management (27) Apply Fund Management filter
- Joint Committee (26) Apply Joint Committee filter
- CESR Archive (24) Apply CESR Archive filter
- IFRS Supervisory Convergence (21) Apply IFRS Supervisory Convergence filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (18) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Planning reporting budget (16) Apply Planning reporting budget filter
- Innovation and Products (14) Apply Innovation and Products filter
- Board of Supervisors (10) Apply Board of Supervisors filter
- Market Abuse (10) Apply Market Abuse filter
- Prospectus (9) Apply Prospectus filter
- Market data (7) Apply Market data filter
- Market Integrity (7) Apply Market Integrity filter
- Securitisation (7) Apply Securitisation filter
- Trade Repositories (7) Apply Trade Repositories filter
- Corporate Finance (5) Apply Corporate Finance filter
- Management Board (5) Apply Management Board filter
- CCP Directorate (4) Apply CCP Directorate filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Short Selling (3) Apply Short Selling filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Transparency (2) Apply Transparency filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Annual Report filter Annual Report
- Reference (89) Apply Reference filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Opinion (62) Apply Opinion filter
- Press Release (57) Apply Press Release filter
- Consultation Paper (40) Apply Consultation Paper filter
- Letter (39) Apply Letter filter
- Statement (34) Apply Statement filter
- Final Report (30) Apply Final Report filter
- Speech (28) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (11) Apply Compliance table filter
- Technical Advice (4) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Audit X Sustainable finance X Benchmarks X MiFID - Investor Protection X SMSG Advice X Annual Report X Q&A X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 22/10/2021 | AFM/1 | Consumer testing AFM report | Sustainable finance | Report | PDF 2.75 MB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
| 06/02/2020 | ESMA22-105-1052 | Strategy on Sustainable Finance | Sustainable finance | Report | PDF 161.97 KB |
||||
| 15/09/2020 | ESMA22-106-2858 | SMSG advice on ESG disclosure | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 251.29 KB |
||||
| 13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |
||||
| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 18/12/2019 | ESMA30-22-762 | Report on undue short-term pressure on corporations from the financial sector | Sustainable finance | Report | PDF 2.11 MB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
||||
| 27/01/2021 | ESMA35-43-2507 | Report to the EU institutions Article 52 MiFIR | MiFID - Investor Protection | Report | PDF 354.1 KB |
||||
| 19/07/2021 | ESMA35-43-2751 | Sanctions and measures imposed under MiFID II in 2020 | MiFID - Investor Protection | Report | PDF 383.39 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |