ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
148
REFINE YOUR SEARCH
Sections
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securitisation filter Securitisation
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- (-) Remove Short Selling filter Short Selling
- (-) Remove Audit filter Audit
- CESR Archive (196) Apply CESR Archive filter
- Post Trading (113) Apply Post Trading filter
- Corporate Information (95) Apply Corporate Information filter
- MiFID - Secondary Markets (88) Apply MiFID - Secondary Markets filter
- Joint Committee (75) Apply Joint Committee filter
- Fund Management (62) Apply Fund Management filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- MiFID - Investor Protection (48) Apply MiFID - Investor Protection filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- CCP Directorate (47) Apply CCP Directorate filter
- Credit Rating Agencies (46) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Management Board (44) Apply Management Board filter
- Corporate Disclosure (41) Apply Corporate Disclosure filter
- International cooperation (41) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Sustainable finance (28) Apply Sustainable finance filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Benchmarks (20) Apply Benchmarks filter
- Market Abuse (19) Apply Market Abuse filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Prospectus (15) Apply Prospectus filter
- Corporate Finance (14) Apply Corporate Finance filter
- Trade Repositories (14) Apply Trade Repositories filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Brexit (5) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove CESR Document filter CESR Document
- Report (70) Apply Report filter
- Press Release (59) Apply Press Release filter
- Final Report (53) Apply Final Report filter
- Opinion (50) Apply Opinion filter
- Speech (35) Apply Speech filter
- Letter (33) Apply Letter filter
- Consultation Paper (30) Apply Consultation Paper filter
- Guidelines & Recommendations (29) Apply Guidelines & Recommendations filter
- Statement (27) Apply Statement filter
- Decision (7) Apply Decision filter
- Q&A (7) Apply Q&A filter
- Annual Report (4) Apply Annual Report filter
- Compliance table (4) Apply Compliance table filter
- Technical Standards (3) Apply Technical Standards filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Audit X Innovation and Products X Risk Analysis & Economics - Markets Infrastructure Investors X Transparency X Market Integrity X Securitisation X Short Selling X Technical Advice X CESR Document X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/06/2022 | ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | Corporate Disclosure, Corporate Information, Transparency | Reference | PDF 998.78 KB |
||||
| 07/06/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.64 KB |
||||
| 01/06/2022 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 97.14 KB |
||||
| 19/05/2022 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 40.34 KB |
||||
| 19/05/2022 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 449.2 KB |
||||
| 18/05/2022 | ESMA50-165-2096 | Leverage and derivatives – the case of Archegos | Risk Analysis & Economics - Markets Infrastructure Investors, Trading | Reference | PDF 264.1 KB |
||||
| 13/05/2022 | Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | XLSX 26.5 KB |
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be: The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer. In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment. The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage. Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities. |
|||
| 12/05/2022 | ESMA WP-2022-02 | ESMA working paper on Financial stability risks from cloud outsourcing | Innovation and Products | Reference | PDF 746.79 KB |
||||
| 02/05/2022 | ESMA82-402-859 | Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations | Securitisation | Reference | DOCX 504.18 KB |
||||
| 28/03/2022 | ESMA 50-165-2078 | Fund performance during market stress – The Corona experience | Fund Management, Innovation and Products | Reference | PDF 387.61 KB |
||||
| 18/03/2022 | ESMA WP-2022-01 | ESMA working paper on Flash crashes on sovereign bond markets | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1.7 MB |
||||
| 01/03/2022 | ESMA50-165-2033 | The 2020 short selling bans – market impact | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 282.3 KB |
||||
| 18/02/2022 | ESMA50-164-5623 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.33 KB |
||||
| 15/02/2022 | ESMA50-164-4665 xls | ESMA report on trends, risks and vulnerabilities No.1 2022- Structural Market Indicators xls | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | XLSX 274.35 KB |
||||
| 15/02/2022 | ESMA50-164-4665 | ESMA report on trends, risks and vulnerabilities No.1 2022- Structural Market Indicators | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 353.39 KB |
||||
| 15/02/2022 | ESMA50-165-2063 | Monitoring environmental risks in EU financial markets | Risk Analysis & Economics - Markets Infrastructure Investors, Sustainable finance | Reference | PDF 268.25 KB |
||||
| 15/02/2022 | ESMA50-165-2061 | ESMA report on trends, risks and vulnerabilities No.1 2022- Statistical annex | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1.59 MB |
||||
| 10/02/2022 | ESMA 80-195-1352 | Text mining ESG disclosures in rating agency press releases | Credit Rating Agencies, Innovation and Products, Sustainable finance | Reference | PDF 403.58 KB |
||||
| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
||||
| 04/01/2022 | JC 2021 57 | Mandate of the Joint Committee of the European Supervisory Authorities’ Sub- Committee on Cross Sectoral Developments, Risks and Vulnerabilities (Risk Sub-Committee) | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 89.31 KB |