ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
43
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Prospectus filter Prospectus
- (-) Remove Audit filter Audit
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- Post Trading (52) Apply Post Trading filter
- MiFID - Secondary Markets (36) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (35) Apply Corporate Disclosure filter
- Brexit (30) Apply Brexit filter
- Fund Management (26) Apply Fund Management filter
- MiFID - Investor Protection (20) Apply MiFID - Investor Protection filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Corporate Information (17) Apply Corporate Information filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Board of Supervisors (14) Apply Board of Supervisors filter
- CESR Archive (14) Apply CESR Archive filter
- Joint Committee (14) Apply Joint Committee filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Innovation and Products (11) Apply Innovation and Products filter
- Market Integrity (10) Apply Market Integrity filter
- Short Selling (8) Apply Short Selling filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Benchmarks (6) Apply Benchmarks filter
- Trade Repositories (6) Apply Trade Repositories filter
- Corporate Governance (5) Apply Corporate Governance filter
- Market Abuse (5) Apply Market Abuse filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Speeches (4) Apply Speeches filter
- Transparency (4) Apply Transparency filter
- IAS Regulation (3) Apply IAS Regulation filter
- Securitisation (3) Apply Securitisation filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trading (2) Apply Trading filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Sustainable finance (1) Apply Sustainable finance filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Q&A filter Q&A
- Reference (88) Apply Reference filter
- SMSG Advice (76) Apply SMSG Advice filter
- Press Release (71) Apply Press Release filter
- Guidelines & Recommendations (41) Apply Guidelines & Recommendations filter
- Consultation Paper (38) Apply Consultation Paper filter
- Final Report (34) Apply Final Report filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Letter (33) Apply Letter filter
- Report (24) Apply Report filter
- Decision (20) Apply Decision filter
- Annual Report (6) Apply Annual Report filter
- Opinion (6) Apply Opinion filter
- CESR Document (2) Apply CESR Document filter
- Speech (2) Apply Speech filter
Your filters
Audit X Securities and Markets Stakeholder Group X Prospectus X Credit Rating Agencies X Technical Advice X Technical Standards X Q&A X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
||||
| 30/09/2020 | ESMA31-62-1491 | Public statement QA update Prospectus | Prospectus | Statement | PDF 93.84 KB |
||||
| 18/02/2020 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 636.21 KB |
||||
| 17/02/2020 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 401.67 KB |
||||
| 18/07/2019 | ESMA33-9-321 | Technical Advice on Sustainability Considerations in the Credit Rating Market | Credit Rating Agencies | Technical Advice | PDF 451.01 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
| 15/03/2019 | ESMA33-5-735 | ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit | Brexit, Credit Rating Agencies | Statement | PDF 122.54 KB |
||||
| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
||||
| 13/11/2017 | ESMA71-99-650 | Kroll Bond Rating Agency Europe Limited Registration | Credit Rating Agencies, Press Releases | Statement | PDF 164.33 KB |
||||
| 03/05/2017 | ESMA33-9-174 | Opening Statement for ECON Scrutiny Hearing on CRA Regulation | Credit Rating Agencies | Statement | PDF 154.31 KB |
||||
| 07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 10/11/2016 | 2016-1563 | Issues for consideration in implementing IFRS 9: Financial Instruments | Audit, Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 256.22 KB |
||||
| 21/07/2016 | 2016/1159 | Public notice- Infrigement by Fitch | Credit Rating Agencies, Press Releases | Statement | PDF 324.96 KB |
||||
| 13/07/2016 | 2016/1122 | Feedback Statement on the Discussion Paper on the validation and review of CRAs’ methodologies | Credit Rating Agencies | Statement | PDF 477.03 KB |
||||
| 01/12/2015 | 2015/1778 | Public Statement- Expert RA registration | Credit Rating Agencies | Statement | PDF 123.49 KB |
||||
| 27/10/2015 | 2015/1605 | Public Statement- INC Rating registration FINAL | Credit Rating Agencies | Statement | PDF 136.3 KB |
||||
| 02/10/2015 | 2015/1472 | Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry | Credit Rating Agencies | Technical Advice | PDF 2.48 MB |
||||
| 02/10/2015 | 2015/1471 | Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings | Credit Rating Agencies | Technical Advice | PDF 1.1 MB |
||||
| 12/12/2014 | 2014/1486 | Public Statement- ESMA certifies Egan-Jones Ratings Co. to operate in the EU | Credit Rating Agencies | Statement | PDF 88.76 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of Egan-Jones Ratings Co. (EJR), an U.S. American credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 12 December 2014.EJR is headquartered in Haverford (Pennsylvania, USA) and is subject to registration, supervision and enforcement by the U.S. Securities and Exchange Commission as a “Nationally Recognized Statistical Rating Organization”. |