ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
253
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Securitisation filter Securitisation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Speeches (159) Apply Speeches filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- Board of Supervisors (27) Apply Board of Supervisors filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- Fund Management (21) Apply Fund Management filter
- Innovation and Products (20) Apply Innovation and Products filter
- Board of Appeal (18) Apply Board of Appeal filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- Management Board (16) Apply Management Board filter
- Joint Committee (14) Apply Joint Committee filter
- Post Trading (13) Apply Post Trading filter
- Market Integrity (11) Apply Market Integrity filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Benchmarks (9) Apply Benchmarks filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- Brexit (8) Apply Brexit filter
- COVID-19 (8) Apply COVID-19 filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (7) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (7) Apply Trade Repositories filter
- Transparency (6) Apply Transparency filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Abuse (5) Apply Market Abuse filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (2) Apply Prospectus filter
- Trading (2) Apply Trading filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
Type of document
- (-) Remove CESR Document filter CESR Document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Speech filter Speech
- (-) Remove Decision filter Decision
- Final Report (291) Apply Final Report filter
- Press Release (286) Apply Press Release filter
- Reference (220) Apply Reference filter
- Consultation Paper (195) Apply Consultation Paper filter
- Letter (111) Apply Letter filter
- Statement (32) Apply Statement filter
- Q&A (12) Apply Q&A filter
- Report (12) Apply Report filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Opinion (5) Apply Opinion filter
- Guidelines & Recommendations (2) Apply Guidelines & Recommendations filter
- Technical Advice (2) Apply Technical Advice filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Audit X Securitisation X Securities Financing Transactions X Corporate Information X CESR Archive X Annual Report X CESR Document X Speech X Decision X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
06/04/2007 | 3L3 1/02/07 EW | "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch | CESR Archive | Speech | PDF 88.45 KB |
||||
06/04/2007 | 3L3 1/02/07 MP | "Conflicts of interest in financial services" speech by Michel Prada | CESR Archive | Speech | PDF 29.12 KB |
||||
11/03/2013 | 2013/279 | "Regulation of systemically important financial institutions and of the shadow banking system"- speech by Steven Maijoor, Chair, at the CDU/CSU congress in Berlin | Corporate Information, Speeches | Speech | PDF 102.94 KB |
||||
31/01/2007 | 07-055 | "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker | CESR Archive | Speech | PDF 80.2 KB |
Delivered in Athens, 17 January 2007 | |||
15/11/2000 | Fesco/99-127 | 1999-2000 Report on the activities of FESCO | CESR Archive | Annual Report | PDF 378.9 KB |
||||
15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
||||
09/04/2002 | 01-014d | A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules | CESR Archive | CESR Document | PDF 133.19 KB |
This set of Standards and Rules provides harmonised core conduct of business rules for retail investors in the following areas: Standards and Rules of general application, information to be provided to customers, the "know your customer" standards and the duty of care, customers agreements, dealing requirements (including the "best execution" standards) and individual discretionary portfolio management. The profesional and counterparty regime, including the categorisation of investors paper, requires further work by CESR. | |||
08/07/2002 | 02-098b | A European Regime of Investor Protection – The Professional and Counterparty Regimes | CESR Archive | CESR Document | PDF 63.43 KB |
This paper completes the work conducted by CESR on the harmonization of conduct of business rules under the existing Article 11 of the Investment Services Directive. It complements the document (CESR/01-014d) adopted in April 2002 on the so called "retail regime", i.e. the regime applicable to investment services provided to non-professional customers. The paper builds on the proposal for the "Categorisation of investors for the purpose of conduct of business rules". The paper contains: I) core conduct of business rules which should apply to investment services between investment firms and professionals and II) core standards for "counterparty relationships". | |||
06/03/2003 | 03-055 | A network of regulators to meet the challenges of regulating European Capital Markets by Arthur Docters van Leeuwen | CESR Archive | Speech | PDF 96.06 KB |
Text of the speech given by the CESR Chairman, Arthur Docters van Leeuwen, on 6th March 2003 at the Guildhall in London. | |||
06/05/2003 | 03-129 | Additional Draft Feedback Statement on Level 2 Implementing measures for the proposed Prospectus Directive | CESR Archive | CESR Document | PDF 131.89 KB |
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR | |||
25/04/2003 | 03-067b | Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement | CESR Archive | CESR Document | PDF 220.18 KB |
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR | |||
16/07/2012 | ESMA 2011 GA | An tÚdarás Eorpach Urrús agus Margaí- Tuarascáil Bhliantúil 2011 | Corporate Information | Annual Report | PDF 121.09 KB |
This is a summary of the 2011 annual report of ESMA. | |||
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
24/01/2013 | ESMA 2011 Annex 1-2 | Annual Activity Report 2011 | Corporate Information | Annual Report | PDF 161 KB |
||||
14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |
|||
19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
07/12/2004 | 04-660a | Assessment of the integration of the Single Market for financial services by the Commission- by Charlie McCreevy, EU Commissioner for the Internal Market and Services | CESR Archive | Speech | PDF 63.63 KB |