ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
17
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Corporate Information (80) Apply Corporate Information filter
- CESR Archive (24) Apply CESR Archive filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Joint Committee (9) Apply Joint Committee filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Post Trading (8) Apply Post Trading filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Fund Management (6) Apply Fund Management filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Management Board (4) Apply Management Board filter
- Market Abuse (4) Apply Market Abuse filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- Market Integrity (2) Apply Market Integrity filter
- Prospectus (2) Apply Prospectus filter
- Short Selling (2) Apply Short Selling filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Innovation and Products (1) Apply Innovation and Products filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (566) Apply Guidelines & Recommendations filter
- Reference (178) Apply Reference filter
- Press Release (88) Apply Press Release filter
- Final Report (81) Apply Final Report filter
- Report (72) Apply Report filter
- Opinion (62) Apply Opinion filter
- Letter (54) Apply Letter filter
- Consultation Paper (51) Apply Consultation Paper filter
- Statement (46) Apply Statement filter
- Compliance table (45) Apply Compliance table filter
- Speech (35) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- SMSG Advice (6) Apply SMSG Advice filter
- Technical Advice (4) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Audit X Securities Financing Transactions X MiFID - Investor Protection X Sustainable finance X Benchmarks X Risk Analysis & Economics - Markets Infrastructure Investors X Guidelines and Technical standards X Corporate Finance X Annual Report X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 30/03/2022 | ESMA32-63-1249 | 2021 Corporate reporting enforcement and regulatory activities | Corporate Finance | Annual Report | PDF 748.01 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |