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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|06/11/2019||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|06/11/2019||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|24/10/2019||JC-2019-64||Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds||Fund Management, Joint Committee||Statement||PDF
|16/10/2019||ESMA30-201-535||Response form to consultation on amended PRIIPs KID||Fund Management, Joint Committee||Reference||DOCX
|16/10/2019||JC-2019-63||Consultation Paper on amendments to PRIIPs KID||Fund Management, Joint Committee||Consultation Paper||PDF
|12/09/2019||JC 2019 54||Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019||Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|01/08/2019||ESMA70-21038340-46||Compliance table for the Guidelines on market making activities under the Short Selling Regulation||Guidelines and Technical standards, Market Integrity, Short Selling||Compliance table||PDF
|27/05/2019||ESMA32-62-126||letter to IAASB- proposed strategy for 2020-2023 and work plan for 2020-2021||Audit||Letter||PDF
|03/05/2019||ESMA35-43-1737||Final report on integrating sustainability risks and factors in the MIFID II||Audit, MiFID - Investor Protection, Sustainable finance||Final Report||PDF
|10/04/2019||JC 2019 26||Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements||Innovation and Products, Joint Committee||Technical Advice||PDF
|10/04/2019||JC 2019 25||Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures||Innovation and Products, Joint Committee||Technical Advice||PDF
|09/04/2019||2019 19||Joint Committee Annual Report 2018||Joint Committee||Annual Report||PDF
|02/04/2019||JC 2019 05||Joint ESA report on risks and vulnerabilities in the EU financial system||Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|08/03/2019||JC-2019-17||Joint Committee of ESAs Letter on PRIIPS||Fund Management, Joint Committee||Letter||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|07/01/2019||JC 2018 74||Joint ESA report on Regulatory sandboxes and innovation hubs||Innovation and Products, Joint Committee||Report||PDF
|06/11/2018||ESMA35-43-1215||Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body||Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection||Compliance table||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF