ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
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01/10/2014 | 2014/1200 | 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Reference | PDF 500.54 KB |
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources. | |||
07/02/2018 | ESMA20-95-823 | 2018 Regulatory Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 251.91 KB |
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01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
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19/04/2018 | ESMA 32-63-427 | 22nd Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Reference | PDF 688.86 KB |
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30/05/2005 | Austria | Accepted Market Practices- Austrian provisions- Not continued under MAR | Market Abuse | Reference | PDF 19.9 KB |
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30/05/2005 | AMP France Buy Back | Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR | Market Abuse | Reference | PDF 71.11 KB |
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30/05/2005 | AMP France Liquidity | Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) | Market Abuse | Reference | PDF 107.34 KB |
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23/06/2011 | AMP Netherlands | Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 | Market Abuse | Reference | PDF 96.72 KB |
The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp. |
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19/08/2008 | AMP Portugal | Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR | Market Abuse | Reference | PDF 101.04 KB |
The national legal text is available on the CMVM website. |
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11/02/2008 | AMP Spain | Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 | Market Abuse | Reference | PDF 157.13 KB |
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22/06/2012 | AMF AMP 2012 | Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR | Market Abuse | Reference | PDF 242.43 KB |
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15/01/2009 | AMP Greece | Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR | Market Abuse | Reference | PDF 77.84 KB |
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30/05/2005 | AMP Austria | Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) | Market Abuse | Reference | PDF 78.74 KB |
The Austrian provisions in their original form can be found by clicking on the following link. | |||
12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
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16/08/2012 | 2012/526 | Announcement of roundtable on materiality in financial reporting- 1 October 12 | IFRS Supervisory Convergence | Reference | PDF 100.21 KB |
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05/01/2017 | ESMA32-65-67 | Application Form for CRSC CWG | Corporate Disclosure, IFRS Supervisory Convergence | Reference | DOCX 38.09 KB |
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18/12/2017 | ESMA65-8-5306 | Benchmarks attributes | Benchmarks | Reference | PDF 229.87 KB |
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11/12/2019 | ESMA70-154-1504 | Briefing BMR Recognition application | Benchmarks | Reference | PDF 91.65 KB |