The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
REFINE YOUR SEARCH
Type of document
Audit X Management Board X IFRS Supervisory Convergence X Innovation and Products X Joint Committee X Supervisory convergence X Technical Advice X CESR Document X Compliance table XReset all filters
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|18/02/2015||JC/GL/2014/43 Appendix 1||Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.
|24/10/2012||JC/CP/2012/01 Feedback statement||ESA feedback statement on the Joint CP on Financial Conglomerates||Joint Committee||CESR Document||PDF
|10/12/2021||JC/2015/087||Compliance Table GL financial conglomerates||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
|10/04/2019||JC 2019 26||Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements||Innovation and Products, Joint Committee||Technical Advice||PDF
|10/04/2019||JC 2019 25||Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures||Innovation and Products, Joint Committee||Technical Advice||PDF
|01/04/2020||ESMA70-156-2287||Technical Advice to the European Commission on weekly position reports under MiFID II||MiFID - Secondary Markets, Supervisory convergence||Technical Advice||PDF
|28/01/2022||ESMA50-164-5210||Compliance table on Guidelines on outsourcing to cloud service providers||Guidelines and Technical standards, Innovation and Products||Compliance table||PDF
|17/12/2021||ESMA35-43-1215||Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body||Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection||Compliance table||PDF
|13/05/2022||ESMA34-45-1128||Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF
|01/12/2020||ESMA32-67-142||Compliance table on ESMA Guidelines on the enforcement of financial information||Corporate Disclosure, IFRS Supervisory Convergence||Compliance table||PDF