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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|17/12/2021||ESMA91-372-1945||Assessment Report under Article 25(2c) of EMIR (Part 1 of 2)||CCP Directorate, Post Trading, Press Releases||Report||PDF
|17/12/2021||ESMA91-372-1945||Assessment Report under Article 25(2c) of EMIR (Part 2 of 2)||CCP Directorate, Post Trading, Press Releases||Report||PDF
|21/10/2021||ESMA91-372-1783||20211021_EACH CCP Risk Management Summit Speech||CCP Directorate||Speech||PDF
|14/10/2021||ESMA24-436-15||Annex to the Opening Statement ECON Hearing 14 October 2021||Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
|14/10/2021||ESMA24-436-13||Opening Statement ECON Hearing 14 October 2021||Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
|08/10/2021||ESMA74-362-2159||ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference||Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency||Speech||PDF
|08/04/2021||ESMA93-373-39||Annual peer review of EU CCP supervision||CCP Directorate||Report||PDF
|24/03/2021||ESMA91-372-1395||Keynote Speech_Derivatives Forum 23 March 2021||CCP Directorate||Speech||PDF
|03/03/2021||ESMA91-372-1395||Opening Statement_Loeber_Third Annual Joint Deutsche Bundesbank, European Central Bank and Federal Reserve Bank of Chicago conference on CCP Risk Management||CCP Directorate||Speech||PDF
|13/07/2020||ESMA70-151-3186||3rd EU-wide CCP Stress Test Report||CCP Directorate, Post Trading||Report||PDF
|20/12/2019||ESMA80-196-3218||Follow-up Report on fees charged by CRAs and TRs||Credit Rating Agencies, Supervisory convergence, Trade Repositories||Report||PDF
|11/01/2018||ESMA80-196-954||Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories||Credit Rating Agencies, Trade Repositories||Report||PDF
|03/02/2017||ESMA80-1467488426-27||Supervision Annual Report 2016 and Work Programme 2017||Credit Rating Agencies, Trade Repositories||Report||PDF
|22/06/2016||2016/989||Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna||Securities Financing Transactions, Speeches||Speech||PDF
|05/02/2016||2016/234||ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan.||Credit Rating Agencies, Trade Repositories||Report||PDF
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016.
ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations.
In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future.