ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Trade Repositories filter Trade Repositories
- CESR Archive (209) Apply CESR Archive filter
- Speeches (142) Apply Speeches filter
- Post Trading (61) Apply Post Trading filter
- Fund Management (54) Apply Fund Management filter
- MiFID - Secondary Markets (42) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (34) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (29) Apply Credit Rating Agencies filter
- Joint Committee (24) Apply Joint Committee filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- Innovation and Products (18) Apply Innovation and Products filter
- Benchmarks (16) Apply Benchmarks filter
- Prospectus (12) Apply Prospectus filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Corporate Information (10) Apply Corporate Information filter
- Securitisation (8) Apply Securitisation filter
- Trading (8) Apply Trading filter
- Short Selling (7) Apply Short Selling filter
- Risk Analysis & Economics - Markets Infrastructure Investors (6) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Brexit (5) Apply Brexit filter
- IFRS Supervisory Convergence (5) Apply IFRS Supervisory Convergence filter
- Transparency (5) Apply Transparency filter
- Sustainable finance (4) Apply Sustainable finance filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- Corporate Governance (3) Apply Corporate Governance filter
- COVID-19 (3) Apply COVID-19 filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- CCP Directorate (2) Apply CCP Directorate filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Speech filter Speech
- Reference (57) Apply Reference filter
- Opinion (31) Apply Opinion filter
- Press Release (25) Apply Press Release filter
- Letter (24) Apply Letter filter
- Final Report (22) Apply Final Report filter
- Statement (19) Apply Statement filter
- Report (13) Apply Report filter
- Decision (7) Apply Decision filter
- Q&A (6) Apply Q&A filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Compliance table (4) Apply Compliance table filter
- Annual Report (2) Apply Annual Report filter
- Technical Advice (2) Apply Technical Advice filter
- CESR Document (1) Apply CESR Document filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Audit X Securities Financing Transactions X Corporate Finance X Trade Repositories X Market Integrity X Market Abuse X Speech X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
| 09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
||||
| 03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
| 19/06/2019 | ESMA74-362-39 | Keynote by ESMA Chair at ISLA Annual Securities Finances and Collateral Management Conference | Market Integrity | Speech | PDF 239.83 KB |
||||
| 27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
||||
| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
| 27/09/2018 | ESMA71-319-83 | Financing Growth in the EU- speech by Verena Ross at the EBS | Corporate Finance, Speeches | Speech | PDF 181.48 KB |
||||
| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
||||
| 13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
||||
| 27/06/2018 | ESMA70-145-924 | Speech by ESMA Executive Director Verena Ross on LEI | Market Integrity, MiFID - Secondary Markets | Speech | PDF 255.18 KB |
||||
| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
||||
| 30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
|||
| 22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
| 27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |
||||
| 30/03/2016 | 2016/444 | CP on MAR GL on information on commodities | Market Abuse | Consultation Paper | PDF 486.36 KB |
||||
| 15/02/2016 | 2016/288 | Discussion Paper Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 1017.02 KB |
||||
| 28/01/2016 | 2016/162 | Consultation paper- Draft Guidelines on the Market Abuse Regulation | Market Abuse, Market Integrity | Consultation Paper | PDF 406.76 KB |
||||
| 10/11/2014 | 2014/1352 | Consultation Paper on review of the technical standards on reporting under Article 9 of EMIR | Market Integrity | Consultation Paper | PDF 657.07 KB |
The European Securities and Markets Authority (ESMA) has today published a consultation paper on the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation to the European Market Infrastructure Regulation (EMIR). The ESMA RTS/ ITS deal with the obligation of counterparties' and CCP's to report to trade repositories. Since the entry into force of the RTS and ITS, ESMA has worked on ensuring their consistent application. The practical implementation of EMIR reporting showed some shortcomings and highlighted particular instances for improvements so that the EMIR reports better fulfil their objectives. ESMA revised standards propose to clarify the interpretation of the data fields needed for the reporting to trade repositories and the most appropriate way of populating them. ESMA will consider stakeholder's feedback to the proposed revised standards by 13 February 2015. |