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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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19/09/2012 | 2012/579 | Statement by Steven Maijoor at the ECON hearing on 19/09/2012 | Corporate Information, Speeches | Speech | PDF 190.14 KB |
Statement given by Steven Maijoor, Chair of ESMA, at the ECON hearing in the European Parliament on 19 September 2012 | |||
04/12/2012 | 2012/803 | Rebuilding investors trust in EU capital markets- Steven Maijoor, ESMA Chair | Corporate Information, Speeches | Speech | PDF 150.43 KB |
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered the keynote address at the DSW Finuse Conference in Wiesbaden on 4 December 2012. | |||
04/12/2012 | 2012/800 | ESMA’s role in markets reform- Verena Ross, ESMA Executive Director | Corporate Information, Speeches | Speech | PDF 147.98 KB |
Verena Ross, ESMA Executive Director, delivered the keynote address at the ICI Global Trading and Market Structure Conference in London. | |||
11/03/2013 | 2013/279 | "Regulation of systemically important financial institutions and of the shadow banking system"- speech by Steven Maijoor, Chair, at the CDU/CSU congress in Berlin | Corporate Information, Speeches | Speech | PDF 102.94 KB |
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24/05/2013 | 2013/603 | ESAs—Achievement and Challenges, by Steven Maijoor, Chair of ESMA | Corporate Information, Speeches | Speech | PDF 87.87 KB |
ESAs – Achievement and Challenges Public Hearing on Financial Supervision in the EU 24 May 2013, Brussels Speech by Steven Maijoor, Chair |
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06/11/2014 | 2014/1339 | Capital Markets Union: building competitive, efficient capital markets trusted by investors | Corporate Information, Speeches | Speech | PDF 124.34 KB |
Steven Maijoor, ESMA Chair, spoke at the joint EU Commission/Italian Presidency Growth for Finance Conference in Brussels - " Excerpts "Following its launch by President Juncker in July 2014, the Capital Markets Union (CMU) is now a concept under construction and I am very happy to have been invited to contribute today to its development. When doing so, we should remember the clear objective from President Juncker who stated that the CMU should maximise the benefits of capital markets and non-bank financial institutions for the real economy. "Despite the many efforts of the past four decades, and the good results achieved, the EU capital market is still fragmented which limits its potential. For example, an institutional investor wanting to invest in a mid-sized company will still have a strong bias towards companies in its own Member-State. There are transactions not happening that otherwise would be beneficial both for the investor and the company because of this home bias. The reason for this stems from a complex set of barriers relating to such issues as transparency of Small and Medium-sized Entities (SMEs), differences in their governance and cross-border differences in the ownership of shares. In sum, we are only halfway there. While the EU capital market has integrated steadily in the past four decades it is not yet comparable with, for example, the US capital market. With a five year time-horizon in mind, what is needed to achieve a strong and integrated capital market to increase capital availability and to support economic growth in all 28 Member States? In my view, there are four main building blocks: (1) greater diversity in funding; (2) increasing the efficiency of capital markets; (3) strengthening and harmonisation of supervision; and (4) increasing the attractiveness of capital markets both for EU investors and for investors from outside the Union. "The CMU should be based on an accelerated integration of the capital markets of the 28 Member States. The end goal should be a CMU that is competitive, efficient and that provides a wide range of funding channels. Above all, it should be trusted by investors." | |||
19/11/2014 | 2014/1382 | Regulatory measures to prevent another crisis- speech by Steven Maijoor | Corporate Information, Speeches | Speech | PDF 226.16 KB |
Steven Maijoor, Chair of ESMA, gave the keynote speech at the "Regulatory measures to prevent another crisis?" event organised by the CFA Institute in Brussels, Belgium. | |||
14/09/2015 | 2015/1349 | Statement by Steven Maijoor ESMA Chair- ECON Hearing 14 September 2015 | Corporate Information, Speeches | Speech | PDF 108.95 KB |
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17/11/2015 | 2015/1679 | Steven Maijoor Opening Statement ECON 17 Nov 2015 | Corporate Information, Speeches | Speech | PDF 105.09 KB |
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17/11/2015 | 2015/1680 | Verena Ross Statement ECON 17 Nov 2015 | Corporate Information, Speeches | Speech | PDF 164.34 KB |
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22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
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30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
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19/12/2017 | ESMA33-128-33 | Consultation_Paper_STS notification | Securitisation | Consultation Paper | PDF 1.01 MB |
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19/12/2017 | ESMA33-128-107 | Consultation_Paper_Disclosure_and_Operational_Standards | Securitisation | Consultation Paper | PDF 2.66 MB |
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19/12/2017 | ESMA33-128-108 | Consultation_Paper_Third-Party_Firm_STS_Verification_Application | Securitisation | Consultation Paper | PDF 586.89 KB |
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23/03/2018 | ESMA33-128-109 | Consultation Paper Securitisation Repositories Application | Securitisation | Consultation Paper | PDF 720.24 KB |
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23/03/2018 | ESMA33-128-212 | ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories | Securitisation | Consultation Paper | PDF 659.97 KB |
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13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
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13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
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29/08/2018 | ESMA33-128-523 | Steven Maijoor Securitisation ECON Scrutiny Opening Statement | Securitisation, Speeches | Speech | PDF 228.13 KB |