ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/01/2012 | 2012/30 | Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 245.84 KB |
ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement. | |||
| 15/02/2012 | 2012/98 | ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) | Short Selling | Consultation Paper | PDF 429.17 KB |
The purpose of this consultation is to seek comments on the technical advice that ESMA proposes to give to the European Commission on a number of possible delegated acts concerning the Regulation as listed in the Commission request for advice. These delegated acts should then be adopted in accordance with Article 290 of the Treaty of the Functioning of the European Union (TFEU). ESMA will consider the feedback it receives to this consultation and to the open hearing to be held on 29 February 2012 in March 2012 and expects to publish a final report and submission of the draft advice on Delegated Acts to the European Commission by mid-April 2012. | |||
| 17/09/2012 | 2012/580 | Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps | Short Selling | Consultation Paper | PDF 307.31 KB |
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| 12/02/2013 | 2013/203 | On the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 315.16 KB |
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| 22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
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| 30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
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| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
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| 22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
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| 13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
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| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
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| 27/09/2018 | ESMA71-319-83 | Financing Growth in the EU- speech by Verena Ross at the EBS | Corporate Finance, Speeches | Speech | PDF 181.48 KB |
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| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
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| 04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
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| 10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
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| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
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| 03/02/2020 | ESMA70-156-1757 | Consultation Paper- MiFIR report on SI | Trading | Consultation Paper | PDF 825.33 KB |
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| 04/02/2020 | ESMA70-156-2188 | Consultation paper on Review Report Transparency Equity DVC TOS | Trading | Consultation Paper | PDF 4.75 MB |
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| 10/03/2020 | ESMA70-156-2189 | Consultation paper on Review Report on Transparency for Non-equity TOD | Trading | Consultation Paper | PDF 7.93 MB |
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| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
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| 25/09/2020 | ESMA70-156-2013 | Consultation Paper on the functioning of Organised Trading Facilities | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 673.72 KB |