ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Audit filter Audit
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove ITMG filter ITMG
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (585) Apply Guidelines and Technical standards filter
- Post Trading (306) Apply Post Trading filter
- Corporate Disclosure (297) Apply Corporate Disclosure filter
- MiFID - Investor Protection (292) Apply MiFID - Investor Protection filter
- Fund Management (288) Apply Fund Management filter
- Press Releases (277) Apply Press Releases filter
- MiFID - Secondary Markets (266) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (218) Apply Credit Rating Agencies filter
- Corporate Information (204) Apply Corporate Information filter
- Joint Committee (199) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (166) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Speeches (134) Apply Speeches filter
- Board of Supervisors (132) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (115) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (101) Apply IFRS Supervisory Convergence filter
- Management Board (95) Apply Management Board filter
- Short Selling (75) Apply Short Selling filter
- IAS Regulation (74) Apply IAS Regulation filter
- Supervisory convergence (74) Apply Supervisory convergence filter
- Procurement (73) Apply Procurement filter
- Market Integrity (72) Apply Market Integrity filter
- Market Abuse (66) Apply Market Abuse filter
- Prospectus (65) Apply Prospectus filter
- Innovation and Products (60) Apply Innovation and Products filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securitisation (47) Apply Securitisation filter
- International cooperation (42) Apply International cooperation filter
- Brexit (38) Apply Brexit filter
- Benchmarks (36) Apply Benchmarks filter
- Transparency (27) Apply Transparency filter
- European Single Electronic Format (22) Apply European Single Electronic Format filter
- Corporate Finance (20) Apply Corporate Finance filter
- Board of Appeal (18) Apply Board of Appeal filter
- Trade Repositories (18) Apply Trade Repositories filter
- Careers (12) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (11) Apply MiFID II: Transparency Calculations and DVC filter
- Sustainable finance (7) Apply Sustainable finance filter
- Vacancies (3) Apply Vacancies filter
- Trading (1) Apply Trading filter
Type of document
- Letter (18) Apply Letter filter
- Reference (11) Apply Reference filter
- Press Release (8) Apply Press Release filter
- Consultation Paper (5) Apply Consultation Paper filter
- Statement (5) Apply Statement filter
- Final Report (2) Apply Final Report filter
- Q&A (1) Apply Q&A filter
- Report (1) Apply Report filter
- Speech (1) Apply Speech filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
27/05/2019 | ESMA32-62-126 | letter to IAASB- proposed strategy for 2020-2023 and work plan for 2020-2021 | Audit | Letter | PDF 178.15 KB |
||||
27/05/2019 | ESMA70-151-1019 | Consolidated SFTR_Validation_Rules | Securities Financing Transactions | Reference | XLSX 120.19 KB |
||||
27/05/2019 | ESMA70-151-2371 | Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Reference | DOCX 757.3 KB |
||||
27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
15/02/2019 | ESMA71-99-1115 | ESMA IOSCO Statement on EDPB Opinion | Corporate Governance, International cooperation | Press Release | PDF 83.19 KB |
||||
08/01/2019 | ESMA31-65-682 | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 544.69 KB |
The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. |
|||
05/09/2018 | ESMA70-151-1719 | Letter to VP Dombrovskis on opinion on SFTR | Securities Financing Transactions | Letter | PDF 213.13 KB |
||||
05/09/2018 | ESMA70-151-1651 Annex 1 | Letter from European Commission on SFTR draft RTS | Securities Financing Transactions | Letter | PDF 159.5 KB |
||||
27/03/2018 | ESMA33-128-212 reply form | Reply form- Consultation Paper TA Fees Securitisation Repositories | Securities Financing Transactions | Reference | DOCX 766.76 KB |
||||
27/03/2018 | ESMA33-128-109 reply form | Reply form- Consultation Paper Securitisation Repositories Application | Securities Financing Transactions | Reference | DOCX 767.02 KB |
||||
27/10/2017 | ESMA71-99-623 | Press Release on 2017 Enforcement Priorities | Audit, Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 172.2 KB |
||||
16/10/2017 | ESMA65-8-5046 | FIRDS- Instructions on access and download of full and delta reference data files | ITMG, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 291.36 KB |
||||
26/07/2017 | ESMA32-62-91 | Comment letter to the IAASB on ISA 540 Auditing accounting estimates | Audit, Corporate Disclosure | Letter | PDF 361.8 KB |
||||
05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
10/11/2016 | 2016-1564 | ESMA prepares for new International Financial Reporting Standard 9 | Audit, Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 132.26 KB |
||||
10/11/2016 | 2016-1563 | Issues for consideration in implementing IFRS 9: Financial Instruments | Audit, Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 256.22 KB |
||||
12/10/2016 | 2016/1465 | Comment letter to IASB regarding the proposed IASB’s ED ‘Definition of a Business and Accounting for Previously Held Interests’ | Audit, IAS Regulation | Letter | PDF 288.41 KB |
||||
12/10/2016 | 2016/1466 | Comment letter to EFRAG regarding the proposed IASB’s ED ‘Definition of a Business and Accounting for Previously Held Interests’ | Audit, IAS Regulation | Letter | PDF 287.78 KB |