ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Procurement filter Procurement
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (26) Apply Credit Rating Agencies filter
- Post Trading (21) Apply Post Trading filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Board of Appeal (16) Apply Board of Appeal filter
- Joint Committee (14) Apply Joint Committee filter
- Corporate Information (13) Apply Corporate Information filter
- Fund Management (13) Apply Fund Management filter
- Management Board (13) Apply Management Board filter
- Board of Supervisors (12) Apply Board of Supervisors filter
- Corporate Disclosure (12) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (12) Apply Securities and Markets Stakeholder Group filter
- MiFID - Investor Protection (11) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (11) Apply MiFID - Secondary Markets filter
- COVID-19 (7) Apply COVID-19 filter
- Innovation and Products (7) Apply Innovation and Products filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Short Selling (7) Apply Short Selling filter
- Market Abuse (6) Apply Market Abuse filter
- Prospectus (6) Apply Prospectus filter
- Trade Repositories (5) Apply Trade Repositories filter
- Benchmarks (4) Apply Benchmarks filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- IAS Regulation (2) Apply IAS Regulation filter
- Press Releases (2) Apply Press Releases filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Decision filter Decision
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Reference (55) Apply Reference filter
- Press Release (35) Apply Press Release filter
- Opinion (33) Apply Opinion filter
- Final Report (29) Apply Final Report filter
- Letter (20) Apply Letter filter
- Statement (20) Apply Statement filter
- Consultation Paper (16) Apply Consultation Paper filter
- Speech (11) Apply Speech filter
- Q&A (10) Apply Q&A filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- ONGOING Procedure (3) Apply ONGOING Procedure filter
- Annual Report (2) Apply Annual Report filter
- Technical Advice (2) Apply Technical Advice filter
Your filters
Audit X Securities Financing Transactions X Supervisory convergence X Market Integrity X Procurement X Decision X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 10/11/2020 | ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | PDF 2.03 MB |
||||
| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
||||
| 17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
||||
| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
| 11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
||||
| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
||||
| 26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
||||
| 20/12/2019 | ESMA32-334-150 | Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines | Corporate Disclosure, Supervisory convergence | Report | PDF 800.36 KB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
||||
| 12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
||||
| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |
||||
| 02/07/2019 | ESMA70-154-1193 | Preliminary findings on multiple withholding tax reclaim schemes | Market Integrity | Report | PDF 611.48 KB |
||||
| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
||||
| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |