ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
75
REFINE YOUR SEARCH
Sections
- (-) Remove Management Board filter Management Board
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securitisation filter Securitisation
- (-) Remove Audit filter Audit
- CESR Archive (382) Apply CESR Archive filter
- Press Releases (323) Apply Press Releases filter
- Corporate Information (105) Apply Corporate Information filter
- Credit Rating Agencies (62) Apply Credit Rating Agencies filter
- Fund Management (48) Apply Fund Management filter
- MiFID - Investor Protection (39) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (38) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (36) Apply Corporate Disclosure filter
- Joint Committee (35) Apply Joint Committee filter
- Board of Supervisors (34) Apply Board of Supervisors filter
- Post Trading (34) Apply Post Trading filter
- Supervisory convergence (34) Apply Supervisory convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (30) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Brexit (16) Apply Brexit filter
- Planning reporting budget (14) Apply Planning reporting budget filter
- Sustainable finance (12) Apply Sustainable finance filter
- Prospectus (11) Apply Prospectus filter
- Innovation and Products (10) Apply Innovation and Products filter
- Market Integrity (10) Apply Market Integrity filter
- CCP Directorate (9) Apply CCP Directorate filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Short Selling (9) Apply Short Selling filter
- Corporate Governance (6) Apply Corporate Governance filter
- Transparency (6) Apply Transparency filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Corporate Finance (4) Apply Corporate Finance filter
- COVID-19 (4) Apply COVID-19 filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- IAS Regulation (4) Apply IAS Regulation filter
- Board of Appeal (3) Apply Board of Appeal filter
- International cooperation (3) Apply International cooperation filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- Crowdfunding (1) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Reference (126) Apply Reference filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Consultation Paper (33) Apply Consultation Paper filter
- Final Report (32) Apply Final Report filter
- Letter (26) Apply Letter filter
- Report (21) Apply Report filter
- Statement (21) Apply Statement filter
- Decision (16) Apply Decision filter
- Speech (14) Apply Speech filter
- Opinion (12) Apply Opinion filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Compliance table (5) Apply Compliance table filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Audit X Trade Repositories X Securitisation X Management Board X Benchmarks X Market Abuse X CESR Document X Q&A X Annual Report X Press Release X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
24/05/2018 | ESMA71-99-981 | Anneli Tuominen VC reappointment | Board of Supervisors, Management Board | Press Release | PDF 208.13 KB |
||||
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
17/04/2020 | ESMA71-99-1313 | Benchmarks MoU- 30 Mar (MAS ESMA) | Benchmarks, International cooperation, Press Releases | Press Release | PDF 112.32 KB |
||||
04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
||||
07/02/2018 | ESMA71-99-945 | EC ECB ESMA FSMA press release on WG on RFR composition | Benchmarks | Press Release | PDF 391.71 KB |
||||
12/03/2021 | ESMA71-99-1589 | ED Announcement PR | Board of Supervisors, Corporate Information, Management Board | Press Release | PDF 78.78 KB |
||||
01/10/2019 | ESMA71-99-1220 | ESMA 2020 WP | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 106.92 KB |
||||
01/02/2019 | ESMA71-99-1096 | ESMA and EU securities regulators MoUs with FCA | Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories | Press Release | PDF 80.5 KB |
||||
06/06/2013 | 2013/684 | ESMA and the EBA publish final principles on benchmarks | Risk Analysis & Economics - Markets Infrastructure Investors, Press Releases, Benchmarks | Press Release | PDF 125.48 KB |
||||
29/06/2021 | ESMA71-99-1702 | ESMA ANNOUNCES THE APPOINTMENT OF JAMES VON MOLTKE AS CHAIRMAN OF THE EURO RISK-FREE RATES WORKING GROUP | Benchmarks | Press Release | PDF 77.91 KB |
||||
23/05/2018 | ESMA71-99-980 | ESMA appoints new member to its Management Board | Management Board | Press Release | PDF 144.6 KB |
||||
12/05/2022 | ESMA71-99-1943 | ESMA appoints new member to its Management Board- Press release | Board of Supervisors, Corporate Information, Management Board, Press Releases | Press Release | PDF 94.01 KB |
||||
06/11/2015 | 2015/1627 | ESMA appoints new members to its Management Board | Management Board, Press Releases | Press Release | PDF 104.35 KB |
||||
29/03/2017 | ESMA71-99-375 | ESMA appoints new members to its Management Board | Management Board, Press Releases | Press Release | PDF 145.6 KB |
||||
14/11/2013 | 2013/1650 | ESMA begins preparatory work for new Market Abuse Regime | Market Abuse, Market Integrity, Press Releases | Press Release | PDF 95.26 KB |
ESMA begins preparatory work for new Market Abuse Regime The European Securities and Markets Authority (ESMA) has published a Discussion Paper setting out its initial views on the implementing measures it will have to develop for the new Market Abuse Regulation (MAR). MAR aims to enhance market integrity and investor protection. It will achieve this by updating and strengthening the existing market abuse framework, by extending its scope to new markets and trading strategies, and by introducing new requirements. The Discussion Paper presents positions and regulatory options on those issues where ESMA will have to develop MAR implementing measures, likely to include Regulatory Technical Standards, Delegated Acts and Guidelines. These implementing measures are of fundamental importance to the new regime, as they set out how MAR’s enlarged scope is to be implemented in practice by market participants, trading platforms, investors, issuers and persons related to financial markets. In developing these regulatory options ESMA, where similar requirements already exist under the current Market Abuse Directive (MAD), has taken into consideration the existing MAD Level 2 texts and ESMA/CESR guidelines to set out the DP positions in light of the extended scope of MAR. This Discussion Paper is based on the version of the MAR Level 1 text agreed by the European Parliament, the Council and the European Commission on 24 June 2013. The closing date for responses is Monday 27 January 2014. MAR Policy Areas The DP covers ten sections of MAR where ESMA is expected to have to provide input, these include: • conditions to be met by buyback programmes and stabilization measures to benefit from the exemption from market abuse prohibitions; • arrangement and procedures required for market soundings, from the perspective of both the sounding and the sounded market participants; • indicators and signals of market manipulation; • criteria to establish Accepted Market Practices; • arrangement, systems and procedures to put in place for the purpose of suspicious transactions and order reporting as well as its content and format; • issues relating to public disclosure of inside information and the conditions for delay; • format for insider lists; • issues concerning the reporting and public disclosure of managers’ transactions; • arrangements for fair presentation and disclosure of conflicts of interests by producers and disseminators of investment recommendations; • reporting of violations and related procedures. Next steps ESMA will consider the feedback it receives to this consultation in Q1 2014 and incorporate it in to its full consultation papers on both its draft Technical Standards and Technical Advice to the Commission. The dates for these consultations are will depend on the publication of the final version of MAR. Notes for editors 1. 2013/1649 Discussion Paper - ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation 2. Proposal for a Regulation of the European Parliament and of the Council on insider dealing and market manipulation (market abuse) (MAR) 3. ESMA is an independent EU Authority that was established on 1 January 2011 and works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB). 4. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU). As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity. Press Release 2013/1650 Discussion Paper 2013/1649 | |||
29/09/2016 | 2016/1407 | ESMA consults on future rules for financial benchmarks | Benchmarks, Press Releases | Press Release | PDF 147.04 KB |