ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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| 13/07/2020 | ESMA70-151-3190 | 3rd EU-Wide CCP Stress Test FAQ | CCP Directorate, Post Trading | Reference | DOCX 464.64 KB |
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| 30/01/2019 | ESMA22-105-661 | Agenda for open hearing on sustainable finance | Sustainable finance | Reference | PDF 129.15 KB |
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| 21/06/2017 | ESMA70-393682164-34 | Application Form for the Consultative Working Group of ESMA’s Post Trading Standing Committee | Post Trading | Reference | DOCX 36.91 KB |
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| 02/03/2021 | ESMA91-374-1021 | Application form- CCP PC CWG creation 2021 | CCP Directorate | Reference | DOCX 38.36 KB |
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| 02/02/2021 | ESMA70-154-2317 | Application form- PTSC CWG renewal 2021 | Post Trading | Reference | DOCX 38.46 KB |
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| 04/04/2022 | ESMA30-379-1022 | Call for candidates on Consultative Working Group of ESMA’s Coordination Network on Sustainability (CNS) | Sustainable finance | Reference | PDF 161.67 KB |
ESMA is seeking candidates for its newly established Consultative Working Group (CWG) of the Coordination Network on Sustainability (CNS). The CWG will have approximately 20 members, selected for a renewable term of two years, and will be composed of experts in sustainable finance. ESMA is particularly interested in applications from experts representing institutional and retail investors, investment managers, investment services providers, issuers, benchmarks administrators, credit and ESG ratings providers, auditors, third-party verifiers, data providers, financial innovation players, market infrastructures and non-governmental organisations, think tanks or research units, with expertise in the field of sustainable finance. Interested experts are invited to apply by 11 May 2022. |
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| 03/02/2022 | ESMA80-416-250 | Call For Evidence on Market Characteristics for ESG Rating Providers in the EU | Sustainable finance | Reference | PDF 258.32 KB |
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| 21/06/2017 | ESMA70-393682164-33 | Call for expressions of interest for the Consultative Working Group of ESMA's Post Trading Standing Committee | Post Trading | Reference | PDF 262.49 KB |
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| 02/03/2021 | ESMA 91-374-1019 | Call for expressions of interest- CCP PC CWG- 2021 | CCP Directorate | Reference | PDF 156.88 KB |
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| 02/02/2021 | ESMA70-154-2316 | Call for expressions of interest- PTSC CWG Renewal- 2021 | Post Trading | Reference | PDF 158.21 KB |
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| 03/03/2020 | ESMA22-328-271 | CCP Supervisory Committee Terms of Reference | Post Trading | Reference | PDF 147.97 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 07/01/2021 | ESMA70-152-2534 | CFTC ESMA Enhanced MoU | CCP Directorate | Reference | PDF 322.97 KB |
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| 26/07/2021 | C(2021) 4858 final | Commission decision on Q&As to ESAs | Joint Committee, Sustainable finance | Reference | PDF 290.06 KB |
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| 10/11/2020 | ESMA70-708036281-159 | Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) | Post Trading | Reference | PDF 110.21 KB |
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| 27/05/2019 | ESMA70-151-1019 | Consolidated SFTR_Validation_Rules | Securities Financing Transactions | Reference | XLSX 120.19 KB |
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| 12/11/2013 | 2013/1643 | Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) | Corporate Disclosure, Corporate Governance | Reference | PDF 145.01 KB |
In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules. | |||
| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |