ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
40
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Transparency filter Transparency
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Trade Repositories filter Trade Repositories
- CESR Archive (310) Apply CESR Archive filter
- Corporate Information (76) Apply Corporate Information filter
- Post Trading (68) Apply Post Trading filter
- Credit Rating Agencies (43) Apply Credit Rating Agencies filter
- Fund Management (43) Apply Fund Management filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (28) Apply MiFID - Investor Protection filter
- Corporate Disclosure (21) Apply Corporate Disclosure filter
- Prospectus (17) Apply Prospectus filter
- Market Abuse (14) Apply Market Abuse filter
- Benchmarks (10) Apply Benchmarks filter
- Market Integrity (10) Apply Market Integrity filter
- Securitisation (8) Apply Securitisation filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Short Selling (7) Apply Short Selling filter
- Trading (7) Apply Trading filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Governance (3) Apply Corporate Governance filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Sustainable finance (2) Apply Sustainable finance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove CESR Document filter CESR Document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Reference (78) Apply Reference filter
- Guidelines & Recommendations (71) Apply Guidelines & Recommendations filter
- Press Release (46) Apply Press Release filter
- Letter (39) Apply Letter filter
- Final Report (34) Apply Final Report filter
- Statement (27) Apply Statement filter
- Report (19) Apply Report filter
- Speech (19) Apply Speech filter
- Decision (7) Apply Decision filter
- Opinion (5) Apply Opinion filter
- Q&A (5) Apply Q&A filter
- Compliance table (4) Apply Compliance table filter
- Technical Standards (4) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Audit X Trade Repositories X Joint Committee X Innovation and Products X Securities Financing Transactions X Transparency X Annual Report X Technical Advice X CESR Document X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
| 03/06/2020 | ESMA50-164-3342 | Draft Guidelines on Outsourcing to Cloud Service Providers | Innovation and Products | Consultation Paper | PDF 390.7 KB |
||||
| 23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
||||
| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 19/12/2016 | JC/2016/86 | Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions | Joint Committee | Consultation Paper | PDF 538.4 KB |
||||
| 30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
|||
| 02/06/2016 | 2016/773 | Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 573.86 KB |
||||
| 04/12/2015 | JC/2015/080 | Discussion Paper on automation in financial advice | Joint Committee | Consultation Paper | PDF 344.48 KB |
||||
| 11/11/2015 | JC/2015/073 | Consultation Paper PRIIPs Key Information Documents | Fund Management, Joint Committee | Consultation Paper | PDF 2.23 MB |
||||
| 21/10/2015 | JC/2015/060 | Joint Consultation on Guidelines on AML_CFT RBS_Art 48(10) | Joint Committee | Consultation Paper | PDF 265.86 KB |
||||
| 25/09/2015 | 2015/1463 | ESMA Consultation Paper on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Consultation Paper | PDF 2.34 MB |
||||
| 23/06/2015 | JC/DP/2015/01 reply form | Response form to joint Discussion Paper on PRIIPS | Fund Management, Joint Committee | Consultation Paper | DOCX 797.16 KB |
||||
| 23/06/2015 | JC/DC/2015/01 | Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID) | Fund Management, Joint Committee | Consultation Paper | PDF 1.16 MB |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs). The discussion paper is available on the websites of the three ESAs. Comments on this discussion paper can be sent using the response form, via the ESMA website under the heading ‘Your input/Consultations’ by 17 August 2015. Contributions not received in Word, or sent to an email address, or after the deadline, will not be processed. It is important to note that although you may not be able to respond to each and every question, the ESAs would encourage partial responses from stakeholders on those questions that they believe are most relevant to them. Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with the ESAs’ rules on public access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by the Board of Appeal of the ESAs and the European Ombudsman. Data protection Information on data protection can be found on the different ESAs’ websites under the heading ‘Legal notice’. |