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|23/03/2011||2011/81||Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive||Guidelines and Technical standards, Prospectus, Corporate Disclosure||Guidelines & Recommendations||PDF
|20/03/2013||2013/319||The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive||Corporate Disclosure, Prospectus||Guidelines & Recommendations||PDF
This document contains an update of the CESR recommendations.
|18/07/2013||2013/998||Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities||International cooperation, Fund Management||Guidelines & Recommendations||PDF
ESMA finalises supervisory co-operation agreements for alternative investment funds The European Securities and Markets Authority (ESMA) has approved seven co-operation arrangements between EU securities regulators and their global counterparts with responsibility for the supervision of alternative investment funds, including hedge funds, private equity and real estate funds. ESMA’s Board of Supervisors, at its July meeting, approved Memoranda of Understanding (MoUs) with authorities from the Bahamas, Japan, Malaysia, Mexico and the United States, including the Commodity Futures Trading Commission (CFTC). ESMA has now negotiated 38 agreements on behalf of the 31 EU/EEA national competent authorities for securities markets supervision. The co-operation agreements allow for the exchange of information, cross-border on-site visits and mutual assistance in the enforcement of respective supervisory laws. ESMA had approved 31 MoUs with other non-EU regulators in May. The agreements cover third-country alternative investment fund managers (AIFMs) that market alternative investment funds (AIFs) in the EU and EU AIFMs that manage or market AIFs outside the EU. The agreements also cover co-operation in the cross-border supervision of depositaries and AIFMs’ delegates. National securities regulators in the EU, as the supervisors of AIFMs, are in the process of signing MoUs with those jurisdictions relevant to their market. The existence of co-operation arrangements between the EU and non-EU authorities is a precondition of the Alternative Investment Fund Managers Directive (AIFMD) for allowing managers from third countries access to EU markets or to perform fund management by delegation from EU managers by 22 July 2013. The co-operation arrangements are applicable from 22 July, and will enable cross-border marketing of AIFs to professional investors between jurisdictions. This is subject to the non-EU jurisdiction not being listed as a non-cooperative jurisdiction by the Financial Action Task Force and, as from the entry into force of the passport for non-EU managers, having co-operation agreements in place with EU Member States regarding the exchange of information on tax matters. The content of the ESMA MoUs follow the IOSCO Principles on Cross-Border Supervisory Co-operation of 2010, and complements the terms and conditions of the IOSCO Multilateral MoU Concerning Consultation and Co-operation and the Exchange of Information of 2002 (MMoU). ESMA had originally contacted all the authorities that have signed the IOSCO MMoU of 2002. ESMA has now approved MoUs with those 42 authorities that responded to ESMA’s call. ESMA continues to negotiate the MoU with the Chinese authority. Memoranda of Understanding (MoUs) MoU with AFSA (Albania) MoU with ASIC (Australia) MoU with BMA (Bermuda) MoU with Canadian authorities Accompanying letter MoU with CDVM (Morocco) MoU with CFTC (US) Accompanying letter MoU with CIMA (Cayman Islands) MoU with CMA (Kenya) MoU with CMSA (Tanzania) MoU with CNBV (Mexico) MoU with CVM (Brazil) MoU with DFSA (Dubai) MoU with FCSM (Mauritius) MoU with FINMA (Switzerland) MoU with FSA (Labuan) MoU with FSC (BVI) MoU with FSC (Guernsey) MoU with FSC (Isle of Man) MoU with FSC (Jersey) MoU with HKMA (Hong Kong) MoU with ISA (Israel) MoU with JFSA (Japan) MoU with MAFF (Japan) MoU with MAS (Singapore) MoU with METI (Japan) MoU with OCC and FED (US) MoU with OSFI (Canada) MoU with SC (Malaysia) MoU with SC (Republic of Srpska) MoU with SC (The Bahamas) MoU with SCA (UAE) MoU with SEBI (India) MoU with SEC (Montenegro) MoU with SEC (Pakistan) MoU with SEC (Thailand) MoU with SEC Macedonia (FYROM) MoU with SFC (Hong Kong) MoU with US SEC Accompanying letter MoU with EFSA (Egypt) MoU with FMA (New Zealand) MoU with FSB (South Africa) MoU with SSC (Vietnam) MoU with FSC and FSS (South Korea)
|09/10/2020||ESM22-103-1158||ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference||COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches||Speech||PDF
|02/12/2020||ESMA22-103-1194||Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt||COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence||Speech||PDF
|14/10/2021||ESMA24-436-13||Opening Statement ECON Hearing 14 October 2021||Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
|14/10/2021||ESMA24-436-15||Annex to the Opening Statement ECON Hearing 14 October 2021||Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
|09/06/2022||ESMA24-442-86||Verena Ross Speech at ICMA AGM, 9 June 2022||MiFID - Secondary Markets, Speeches, Sustainable finance||Speech||PDF
Greening the financial markets challenges and opportunities at the current juncture
|01/10/2019||ESMA31-62-1293||Guidelines on risk factors under the Prospectus Regulation||Guidelines and Technical standards, Prospectus||Guidelines & Recommendations||PDF
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз.
CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie.
DA - Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions Organer.
EL - Η παρούσα μετάφραση έγινε από το Μεταφραστικό Κέντρο των Οργάνων της Ευρωπαϊκής Ένωσης.
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea.
ET - Selle tõlke tegi Euroopa Liidu Asutuste Tõlkekeskus.
FI - Euroopan unionin elinten käännöskeskus on tehnyt tämän käännöksen.
HR - Za prijevod se pobrinuo Prevoditeljski centar za tijela Europske unije.
HU - Ezt a fordítást az Európai Unió.
LT - Šį tekstą išvertė Europos Sąjungos įstaigų vertimo centras.
LV - Šo tulkojumu ir nodrošinājis Eiropas Savienības iestāžu Tulkošanas centrs.
MT - Din it-traduzzjoni ġiet ipprovduta miċ-Ċentru tat-Traduzzjoni għall-Korpi tal-Unjoni Ewropea.
NL - Deze vertaling is verzorgd door het Vertaalbureau voor de organen van de Europese Unie.
PL - Tłumaczenie wykonane przez Centrum Tłumaczeń dla Organów Unii Europejskiej.
PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia.
RO - Această traducere a fost asigurată de Centrul de Traduceri pentru Organismele Uniunii Europene.
SK - Preklad vyhotovilo Prekladateľské stredisko pre orgány Európskej únie.
SL - Prevod je zagotovil Prevajalski center za organe Evropske unije.
SV - Den här översättningen har utförts av Översättningscentrum för Europeiska unionens organ.
|04/03/2021||ESMA32-382-1138||Guidelines on disclosure requirements under the Prospectus Regulation||Guidelines and Technical standards, Prospectus||Guidelines & Recommendations||PDF
|30/03/2022||ESMA32-63-1249||2021 Corporate reporting enforcement and regulatory activities||Corporate Finance||Annual Report||PDF
|08/12/2020||ESMA32-67-765||Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them||IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency||Speech||PDF
|19/11/2021||ESMA32-67-800||ESMA Chair Keynote Speech_DSW ESG Conference_19 November 2021||Speeches, Sustainable finance||Speech||PDF
|13/11/2020||ESMA34-38-258||EU funds’ resilience in the COVID era- keynote address by Steven Maijoor at EFAMA IMF 2020||COVID-19, Fund Management, Speeches||Speech||PDF
|25/11/2021||ESMA34-38-278||ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021||Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance||Speech||PDF
|29/03/2022||ESMA34-466-282||Natasha Cazenave keynote speech at ICI investment management conference 2022||Fund Management, Speeches, Sustainable finance||Speech||PDF
|04/06/2019||ESMA71-319-120||FESE Dinner Address||Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches||Speech||PDF
|10/10/2019||ESMA71-319-144||Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference||International cooperation, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October
|18/03/2022||ESMA71-319-210||ESMA_Speech_Verena_Ross_EACT_Summit||Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance||Speech||PDF
|27/09/2018||ESMA71-319-83||Financing Growth in the EU- speech by Verena Ross at the EBS||Corporate Finance, Speeches||Speech||PDF