ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
141
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Audit X Procurement X Corporate Governance X Guidelines and Technical standards X Securities Financing Transactions X Transparency X MiFID - Investor Protection X Trade Repositories X CESR Document X Technical Advice X Consultation Paper X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/11/2021 ESMA41-140-79 Technical standards , Reference XLSX
169.44 KB
19/11/2021 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
283.67 KB
18/11/2021 ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD Consultation Paper PDF
1.35 MB
18/11/2021 ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Reference PDF
186.54 KB
18/11/2021 ESMA35-30-703 application form Application form- IPISC CWG renewal 2021 Reference DOCX
37.46 KB
27/10/2021 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
103.5 KB
01/10/2021 ESMA35-43-2827 Call for evidence on retail investor protection aspects Consultation Paper PDF
357.05 KB
30/09/2021 ESMA35-43-2836 response form Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports Reference DOCX
771.39 KB
24/09/2021 ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports Consultation Paper PDF
452.96 KB
23/09/2021 ESMA41-356-234 Public Notice- UnaVista Limited Reference PDF
259.16 KB
13/09/2021 ESMA63-313-638 Procurement plan overview Reference PDF
103.88 KB
09/09/2021 ESACD 2021 Programme for the joint ESA Consumer Day 2021 , , Reference PDF
159.66 KB
01/09/2021 ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive , , Reference PDF
1 MB
02/08/2021 CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Reference PDF
178.79 KB
19/07/2021 ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements Consultation Paper PDF
624.54 KB
12/07/2021 ESMA41-356-224 Public Notice- DTCC Derivatives Repository , Reference PDF
151.07 KB
02/07/2021 ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Reference XLSX
70.83 KB
02/07/2021 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
62.93 KB
28/06/2021 ESMA63-53-5170 Annual list of contractors- 2020 Reference PDF
170.94 KB
16/06/2021 ESMA63-53-5056 General conditions for ESMA purchase orders June 2021 Reference PDF
220.13 KB

Pages