ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 24/05/2022 | ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | MiFID - Investor Protection | Final Report | PDF 282.7 KB |
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| 19/05/2022 | ESMA35-42-1445 | Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation | MiFID - Investor Protection | Final Report | PDF 235.72 KB |
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| 29/04/2022 | ESMA35-42-1227 | Technical Advice on retail investor protection | MiFID - Investor Protection | Final Report | PDF 646.19 KB |
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| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
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| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
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| 31/01/2022 | ESMA80-416-20 | Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Final Report | PDF 282.39 KB |
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| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
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| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
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| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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| 22/11/2021 | ESMA70-156-4710 | Final Report Technical standards for commodity derivatives | COVID-19, MiFID - Secondary Markets | Final Report | PDF 954.15 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
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| 18/11/2021 | ESMA70-156-4953 | Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates | Benchmarks, Post Trading | Final Report | PDF 948.59 KB |
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| 10/11/2021 | ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Crowdfunding, MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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| 12/10/2021 | ESMA82-402-683 | Final Report on STS notification for synthetic securitisations | Securitisation | Final Report | PDF 795.09 KB |
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| 24/09/2021 | ESMA81-393-239 | Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation | Benchmarks | Final Report | PDF 315.98 KB |
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| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
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| 12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
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| 02/07/2021 | ESMA35-36-2319 | Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Final Report | PDF 883.62 KB |