ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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| 12/07/2022 | ESMA74-362-2566 | Third updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 130.43 KB |
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| 08/07/2022 | ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | MiFID - Investor Protection, Supervisory convergence | Statement | PDF 97.86 KB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
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| 26/01/2022 | ESMA70-447-1885 | Statement on new NSP notification threshold | Market Integrity, Short Selling | Statement | PDF 90.32 KB |
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| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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| 17/12/2021 | ESMA81-459-36 | Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 | Benchmarks | Statement | PDF 169 KB |
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| 09/12/2021 | ESMA81-459-35 | Statement from the EUR Risk Free Rates Working Group | Benchmarks | Statement | PDF 64.3 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
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| 29/10/2021 | ESMA32-63-1186 | Public Statement on the European Common Enforcement Priorities 2021 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence | Statement | PDF 151.59 KB |
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| 28/10/2021 | ESMA70-154-2780 | ESMA’s Statement on Investment Recommendations on Social Media | Market Integrity, MiFID - Investor Protection | Statement | PDF 106.19 KB |
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| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
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| 21/07/2021 | ESMA35-43-2748 | Public statement- Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements | MiFID - Investor Protection | Statement | PDF 161.08 KB |
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| 15/07/2021 | ESMA32-384-5209 | ESMA Public Statement SPACs | MiFID - Investor Protection, Prospectus | Statement | PDF 151.59 KB |
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| 13/07/2021 | ESMA35-43-2749 | ESMA Public Statement PFOF and zero-commission brokers | MiFID - Investor Protection | Statement | PDF 130.24 KB |
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| 24/06/2021 | Joint Statement LIBOR | Joint Public Statement USD LIBOR | Benchmarks | Statement | PDF 300.8 KB |
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| 13/04/2021 | ESMA74-362-1934 | Updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 128.32 KB |