ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
32
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Appeal filter Board of Appeal
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Transparency filter Transparency
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- MiFID - Secondary Markets (96) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (67) Apply MiFID - Investor Protection filter
- Short Selling (42) Apply Short Selling filter
- Market Integrity (40) Apply Market Integrity filter
- Credit Rating Agencies (26) Apply Credit Rating Agencies filter
- Post Trading (24) Apply Post Trading filter
- Board of Supervisors (17) Apply Board of Supervisors filter
- COVID-19 (17) Apply COVID-19 filter
- Fund Management (16) Apply Fund Management filter
- Joint Committee (14) Apply Joint Committee filter
- Management Board (12) Apply Management Board filter
- Corporate Information (10) Apply Corporate Information filter
- Market Abuse (9) Apply Market Abuse filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- CESR Archive (7) Apply CESR Archive filter
- Brexit (6) Apply Brexit filter
- Trade Repositories (6) Apply Trade Repositories filter
- Prospectus (5) Apply Prospectus filter
- Securities and Markets Stakeholder Group (5) Apply Securities and Markets Stakeholder Group filter
- Securitisation (5) Apply Securitisation filter
- Innovation and Products (4) Apply Innovation and Products filter
- Benchmarks (3) Apply Benchmarks filter
- Sustainable finance (3) Apply Sustainable finance filter
- Trading (3) Apply Trading filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Q&A filter Q&A
- (-) Remove Opinion filter Opinion
- Investor Warning (92) Apply Investor Warning filter
- Reference (76) Apply Reference filter
- Press Release (45) Apply Press Release filter
- Final Report (25) Apply Final Report filter
- Letter (24) Apply Letter filter
- Report (22) Apply Report filter
- Statement (17) Apply Statement filter
- Speech (12) Apply Speech filter
- Consultation Paper (11) Apply Consultation Paper filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- CESR Document (2) Apply CESR Document filter
- Compliance table (2) Apply Compliance table filter
- Technical Standards (2) Apply Technical Standards filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
Audit X Board of Appeal X Transparency X Supervisory convergence X Corporate Governance X Warnings and publications for investors X Q&A X Opinion X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
||||
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
||||
| 03/05/2021 | BoA D 2021 03 | Board of Appeal of the ESAs- decision on City Insurance SA vs EIOPA | Board of Appeal | Decision | PDF 305.13 KB |
||||
| 29/03/2021 | Decision BoA D 2021 02 | Board of Appeal of the ESAs- decision on "A" vs ESMA | Board of Appeal | Decision | PDF 283 KB |
||||
| 15/01/2021 | BoA D 2021 01 | Board of Appeal of the ESAs- Decision on Howeverton vs EBA | Board of Appeal | Decision | PDF 540.91 KB |
||||
| 11/01/2021 | BoA D 2020 03 | ESAs BoA Decision on Scope Ratings v ESMA | Board of Appeal | Decision | PDF 437.6 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 04/11/2020 | BoA D 2020 02 | Board of Appeal of the ESAs- Decision on Howerton vs EIOPA | Board of Appeal | Decision | PDF 85.83 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 12/10/2020 | BoA D 2020 01 | Board of Appeal of the ESAs- Decision on Howerton vs ESMA | Board of Appeal | Decision | PDF 616.54 KB |
||||
| 08/10/2019 | boa-2019-d-05_decision | BOA decision creditreform_rating_ag_vs_eba | Board of Appeal | Decision | PDF 922.78 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 27/02/2019 | BoA D 2019 01, 02, 03 and 04 | Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority | Board of Appeal | Decision | PDF 829.04 KB |
||||
| 30/11/2018 | boa30.18 | BoA Decision SEB appeal 30 November 2018 | Board of Appeal | Decision | PDF 416.77 KB |
||||
| 26/09/2018 | BoA D 2018 02 | Decision in an Appeal by B. against a decision of the European Securities and Markets Authority | Board of Appeal | Decision | PDF 382.53 KB |
||||
| 30/04/2018 | BoA 2018-01 | Decision in an appeal by A v ESMA | Board of Appeal, Joint Committee | Decision | PDF 392.62 KB |
||||
| 20/07/2017 | BoA 2017 01 | FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision | Board of Appeal, Credit Rating Agencies | Decision | PDF 693 KB |