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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|26/05/2021||ESMA70-156-4067 (response form)||CP Response form- Technical standards for commodity derivatives||COVID-19, MiFID - Secondary Markets||Reference||DOCX
|12/05/2021||ESMA70-156-4233 Response form||Response form- Consultation Paper on the RTS 2 Annual Review||MiFID - Secondary Markets||Reference||DOCX
|13/04/2021||ESMA80-195-858||ESMA response to ESRB letter on procyclicality of credit ratings||Credit Rating Agencies||Letter||PDF
|30/03/2021||ESMA32-67-771||Letter to the IASB on RFI IFRS10-11-12||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence||Letter||PDF
|29/03/2021||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|29/01/2021||ESMA 80-196-5030||Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA||Credit Rating Agencies||Reference||DOCX
|25/01/2021||ESMA70-154-2275||Call for expression of interest- CDTF CWG renewal 2021||MiFID - Secondary Markets||Reference||PDF
|15/01/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|04/01/2021||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|04/01/2021||ESMA70-155-4809||List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR||MiFID - Secondary Markets||Reference||PDF
|22/12/2020||ESMA70-156-300||Public Register for the Trading Obligation for derivatives under MiFIR||MiFID - Secondary Markets||Reference||PDF
|21/12/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/12/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/12/2020||ESMA32-61-445||ESMA32-61-445 ESMA's CL to EFRAG on IASB DP Goodwill and Impairment||Corporate Disclosure, IAS Regulation||Letter||PDF
|18/12/2020||ESMA32-61-413||ESMA32-61-413 ESMA's CL to IASB DP Goodwill and Impairment||Corporate Disclosure, IAS Regulation||Letter||PDF
|18/12/2020||ESMA70-156-4086||Response Form CP on Algorithmic Trading||MiFID - Secondary Markets, Trading||Reference||DOCX
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|06/11/2020||ESMA70-156-3882||Response Form CP Guidelines on market data||MiFID - Secondary Markets||Reference||DOCX
|12/10/2020||ESMA32-63-1052||ESMA32-63-1052 ESMA submission to IFRS IC on IAS 32- Warrant||IAS Regulation||Letter||PDF
|12/10/2020||ESMA32-63-1051||ESMA32-63-1051 ESMA submission to IFRS IC on IAS 2- Costs to sell inventory||IAS Regulation||Letter||PDF