ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Abuse filter Market Abuse
- Corporate Information (77) Apply Corporate Information filter
- CESR Archive (17) Apply CESR Archive filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Joint Committee (3) Apply Joint Committee filter
- Management Board (3) Apply Management Board filter
- MiFID - Investor Protection (2) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Vacancies (2) Apply Vacancies filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- Market Integrity (1) Apply Market Integrity filter
- Post Trading (1) Apply Post Trading filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Vacancy filter Vacancy
- Reference (149) Apply Reference filter
- Opinion (128) Apply Opinion filter
- Letter (115) Apply Letter filter
- Press Release (102) Apply Press Release filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Consultation Paper (77) Apply Consultation Paper filter
- Final Report (61) Apply Final Report filter
- Statement (49) Apply Statement filter
- Decision (34) Apply Decision filter
- Report (27) Apply Report filter
- Speech (26) Apply Speech filter
- Technical Advice (15) Apply Technical Advice filter
- Technical Standards (14) Apply Technical Standards filter
- Q&A (11) Apply Q&A filter
- Compliance table (10) Apply Compliance table filter
- CESR Document (1) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Audit X IAS Regulation X MiFID - Secondary Markets X Short Selling X Market Abuse X Credit Rating Agencies X Annual Report X Vacancy X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. |