ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Audit X IAS Regulation X MiFID - Secondary Markets X Short Selling X Market Abuse X Market Integrity X Post Trading X Annual Report X Decision X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/02/2015 2015/280 ESMA supervision of Credit Rating Agencies and Trade Repositories Corporate Information, Credit Rating Agencies, Post Trading Annual Report PDF
891.95 KB		 This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015.
11/10/2018 ESMA70-155-5775 Delegation third country TV post trade transparency Board of Supervisors, MiFID - Secondary Markets Decision PDF
219.76 KB
11/10/2018 ESMA70-155-5905 Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits Board of Supervisors, MiFID - Secondary Markets Decision PDF
222.28 KB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR Market Abuse, Market Integrity Annual Report PDF
158.47 KB
09/10/2019 ESMA70-156-1010 On the application of waivers and deferrals MiFID - Secondary Markets Annual Report PDF
7.3 MB
16/03/2020 ESMA70-155-9546 ESMA decision on thresholds for reporting net short positions COVID-19, Market Integrity, Short Selling Decision PDF
236.65 KB
20/03/2020 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR MiFID - Secondary Markets Decision PDF
88.62 KB
26/03/2020 ESMA70-155-9546 ESMA Decision Article 28 SSR_reporting threshold Market Integrity, Short Selling Decision PDF
236.57 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
11/06/2020 ESMA70-155-10189 ESMA Decision- renewal Article 28 SSR reporting threshold COVID-19, Market Integrity, Short Selling Decision PDF
333.33 KB
15/07/2020 ESMA70-155-10189 ESMA decision renewal of 10 June 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR Short Selling Decision PDF
357.77 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
17/09/2020 ESMA70-155-11072 ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 COVID-19, Market Integrity, Short Selling Decision PDF
396.47 KB
09/10/2020 ESMA70-156-3300 MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) MiFID - Secondary Markets Annual Report PDF
477.23 KB
06/11/2020 ESMA70-155-11210 Delegation third country TV post trade transparency Board of Supervisors, MiFID - Secondary Markets Decision PDF
124.97 KB
17/12/2020 ESMA70 -155-11608 Decision renewal art. 28 SSR reporting threshold- December 2020 COVID-19, Market Integrity, Short Selling Decision PDF
246.27 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
17/12/2020 106/20/COL ESA Third Renewal Decision under Art. 28(1) SSR COVID-19, Market Integrity, Short Selling Decision PDF
973.25 KB
24/02/2021 ESMA70-156-3926 Annual Report 2020 Non-equity Waivers and Deferrals MiFID - Secondary Markets Annual Report PDF
2.44 MB
23/11/2021 ESMA70-156-4673 Annual Report on MAR administrative and criminal sanctions 2021 Market Abuse Annual Report PDF
338.34 KB
16/12/2021 ESMA70-156-4474 Annual Report 2021 Waivers and Deferrals MiFID - Secondary Markets Annual Report PDF
1.89 MB