ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
802
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Audit filter Audit
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Crowdfunding filter Crowdfunding
- CESR Archive (1055) Apply CESR Archive filter
- Post Trading (408) Apply Post Trading filter
- Fund Management (383) Apply Fund Management filter
- MiFID - Investor Protection (373) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (361) Apply MiFID - Secondary Markets filter
- Press Releases (359) Apply Press Releases filter
- Corporate Disclosure (349) Apply Corporate Disclosure filter
- Joint Committee (328) Apply Joint Committee filter
- Credit Rating Agencies (264) Apply Credit Rating Agencies filter
- Corporate Information (262) Apply Corporate Information filter
- Board of Supervisors (234) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (214) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (170) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Speeches (166) Apply Speeches filter
- Warnings and publications for investors (142) Apply Warnings and publications for investors filter
- Management Board (138) Apply Management Board filter
- IFRS Supervisory Convergence (131) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (128) Apply Supervisory convergence filter
- CCP Directorate (119) Apply CCP Directorate filter
- Market Integrity (111) Apply Market Integrity filter
- Short Selling (103) Apply Short Selling filter
- Innovation and Products (100) Apply Innovation and Products filter
- Procurement (94) Apply Procurement filter
- IAS Regulation (91) Apply IAS Regulation filter
- Market Abuse (89) Apply Market Abuse filter
- Benchmarks (84) Apply Benchmarks filter
- Sustainable finance (82) Apply Sustainable finance filter
- Prospectus (79) Apply Prospectus filter
- Planning reporting budget (72) Apply Planning reporting budget filter
- Securitisation (68) Apply Securitisation filter
- Brexit (64) Apply Brexit filter
- International cooperation (49) Apply International cooperation filter
- Trading (43) Apply Trading filter
- European Single Electronic Format (40) Apply European Single Electronic Format filter
- Transparency (39) Apply Transparency filter
- Market data (35) Apply Market data filter
- Corporate Finance (33) Apply Corporate Finance filter
- Board of Appeal (24) Apply Board of Appeal filter
- Careers (14) Apply Careers filter
- ESMA newsletter (13) Apply ESMA newsletter filter
- MiFID II: Transparency Calculations and DVC (13) Apply MiFID II: Transparency Calculations and DVC filter
- ITMG (4) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
Type of document
- Guidelines & Recommendations (562) Apply Guidelines & Recommendations filter
- Compliance table (41) Apply Compliance table filter
- Reference (38) Apply Reference filter
- Statement (32) Apply Statement filter
- Press Release (28) Apply Press Release filter
- Final Report (24) Apply Final Report filter
- Letter (21) Apply Letter filter
- Consultation Paper (14) Apply Consultation Paper filter
- Opinion (12) Apply Opinion filter
- Decision (9) Apply Decision filter
- Report (9) Apply Report filter
- Speech (6) Apply Speech filter
- Q&A (5) Apply Q&A filter
- Annual Report (1) Apply Annual Report filter
Your filters
Audit X COVID-19 X Securities Financing Transactions X Corporate Governance X Guidelines and Technical standards X Crowdfunding X Trade Repositories X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 173.59 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 23/06/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.16 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 07/06/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 378.96 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 04/05/2022 | ESMA34-49-446 | Guidelines on stress test scenarios under the MMF Regulation- 2021 update | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 619.42 KB |
bgcsdadeeseletfifrgahrhuitltlvmtnlplptroskslsv | |||
| 29/04/2022 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | XLSX 66.09 KB |
||||
| 20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
|||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 13/04/2022 | ESMA70-156-4966 | Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 157.26 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 12/04/2022 | ESMA35-43-3006 | Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 303.97 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
||||
| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
||||
| 24/03/2022 | ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 121.76 KB |
||||
| 24/03/2022 | ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | PDF 183.48 KB |