ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
169
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Post Trading filter Post Trading
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Information (83) Apply Corporate Information filter
- MiFID - Investor Protection (82) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- Market Integrity (39) Apply Market Integrity filter
- Short Selling (38) Apply Short Selling filter
- Fund Management (35) Apply Fund Management filter
- CESR Archive (25) Apply CESR Archive filter
- Credit Rating Agencies (19) Apply Credit Rating Agencies filter
- Joint Committee (17) Apply Joint Committee filter
- Supervisory convergence (15) Apply Supervisory convergence filter
- Corporate Disclosure (13) Apply Corporate Disclosure filter
- COVID-19 (12) Apply COVID-19 filter
- Prospectus (10) Apply Prospectus filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Innovation and Products (7) Apply Innovation and Products filter
- Securitisation (7) Apply Securitisation filter
- Benchmarks (6) Apply Benchmarks filter
- Brexit (6) Apply Brexit filter
- Management Board (4) Apply Management Board filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- Corporate Finance (3) Apply Corporate Finance filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Reference (211) Apply Reference filter
- Consultation Paper (99) Apply Consultation Paper filter
- Final Report (91) Apply Final Report filter
- Letter (75) Apply Letter filter
- Press Release (65) Apply Press Release filter
- Statement (55) Apply Statement filter
- Report (41) Apply Report filter
- Guidelines & Recommendations (32) Apply Guidelines & Recommendations filter
- Speech (28) Apply Speech filter
- Technical Standards (16) Apply Technical Standards filter
- Decision (3) Apply Decision filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
Audit X MiFID - Secondary Markets X Market Abuse X Securities Financing Transactions X Post Trading X Technical Advice X Annual Report X Q&A X Opinion X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
||||
| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 30/04/2019 | ESMA70-155-3655 | Belgian Power Physical Base position limit opinion | MiFID - Secondary Markets | Opinion | PDF 261.43 KB |
||||
| 30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |
||||
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |