ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
104
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Brexit filter Brexit
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Transparency filter Transparency
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Audit filter Audit
- CESR Archive (190) Apply CESR Archive filter
- Post Trading (100) Apply Post Trading filter
- Fund Management (61) Apply Fund Management filter
- Credit Rating Agencies (56) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (56) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (49) Apply Corporate Disclosure filter
- Joint Committee (39) Apply Joint Committee filter
- CCP Directorate (27) Apply CCP Directorate filter
- Market Integrity (23) Apply Market Integrity filter
- Press Releases (21) Apply Press Releases filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- IFRS Supervisory Convergence (20) Apply IFRS Supervisory Convergence filter
- Benchmarks (19) Apply Benchmarks filter
- Corporate Information (19) Apply Corporate Information filter
- COVID-19 (19) Apply COVID-19 filter
- Prospectus (19) Apply Prospectus filter
- Innovation and Products (15) Apply Innovation and Products filter
- Market Abuse (15) Apply Market Abuse filter
- Short Selling (12) Apply Short Selling filter
- Supervisory convergence (12) Apply Supervisory convergence filter
- Trading (12) Apply Trading filter
- Securitisation (10) Apply Securitisation filter
- Trade Repositories (10) Apply Trade Repositories filter
- MiFID II: Transparency Calculations and DVC (8) Apply MiFID II: Transparency Calculations and DVC filter
- Corporate Governance (7) Apply Corporate Governance filter
- Sustainable finance (7) Apply Sustainable finance filter
- Market data (6) Apply Market data filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- IAS Regulation (4) Apply IAS Regulation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Speeches (4) Apply Speeches filter
- Management Board (3) Apply Management Board filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (567) Apply Guidelines & Recommendations filter
- Reference (90) Apply Reference filter
- Opinion (63) Apply Opinion filter
- Press Release (58) Apply Press Release filter
- Compliance table (42) Apply Compliance table filter
- Letter (40) Apply Letter filter
- Final Report (37) Apply Final Report filter
- Speech (28) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Report (14) Apply Report filter
- Q&A (8) Apply Q&A filter
- Annual Report (4) Apply Annual Report filter
- Decision (3) Apply Decision filter
- Technical Standards (3) Apply Technical Standards filter
- CESR Document (2) Apply CESR Document filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Audit X Transparency X Securities Financing Transactions X Brexit X Guidelines and Technical standards X Corporate Finance X MiFID - Investor Protection X Technical Advice X Statement X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/03/2021 | ESMA35-43-2632 | Application of the temporary suspension of the obligation to publish RTS 27 reports | MiFID - Investor Protection | Statement | PDF 78.5 KB |
||||
| 01/10/2020 | ESMA80-187-610 | BMR Brexit Public Statement 2020 Q4 | Benchmarks, Brexit | Statement | PDF 110.8 KB |
||||
| 24/03/2021 | ESMA80 -187-881 | BMR Brexit Statement updated | Benchmarks, Brexit | Statement | PDF 82.91 KB |
||||
| 19/12/2018 | ESMA35-43-1328 | Brexit Statement- information to clients | Brexit, MiFID - Investor Protection | Statement | PDF 212.95 KB |
||||
| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
||||
| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
||||
| 01/10/2021 | ESMA35-43-2827 | Call for evidence on retail investor protection aspects | MiFID - Investor Protection | Consultation Paper | PDF 357.05 KB |
||||
| 18/01/2018 | ESMA35-43-904 | Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients | MiFID - Investor Protection | Consultation Paper | PDF 306.85 KB |
||||
| 14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
||||
| 31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 24/09/2021 | ESMA35-43-2836 | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Consultation Paper | PDF 452.96 KB |
||||
| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
||||
| 05/10/2016 | 2016/1436 | Consultation Paper on Draft guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Consultation Paper | PDF 661.2 KB |
||||
| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
| 22/12/2011 | 2011/446 | Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Consultation Paper | PDF 393.94 KB |
||||
| 13/07/2017 | ESMA35-43-748 | Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 740.94 KB |
||||
| 22/12/2011 | 2011/445 | Consultation paper on guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 355.06 KB |
||||
| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |