ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
113
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Brexit filter Brexit
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Transparency filter Transparency
- (-) Remove Audit filter Audit
- Post Trading (55) Apply Post Trading filter
- Corporate Disclosure (36) Apply Corporate Disclosure filter
- Fund Management (34) Apply Fund Management filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (27) Apply Credit Rating Agencies filter
- Press Releases (22) Apply Press Releases filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- Corporate Information (19) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Joint Committee (18) Apply Joint Committee filter
- Market Integrity (17) Apply Market Integrity filter
- Benchmarks (12) Apply Benchmarks filter
- Innovation and Products (12) Apply Innovation and Products filter
- Prospectus (10) Apply Prospectus filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- CCP Directorate (7) Apply CCP Directorate filter
- CESR Archive (7) Apply CESR Archive filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Short Selling (7) Apply Short Selling filter
- Trade Repositories (7) Apply Trade Repositories filter
- Market Abuse (6) Apply Market Abuse filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Speeches (4) Apply Speeches filter
- Management Board (3) Apply Management Board filter
- Market data (3) Apply Market data filter
- Trading (3) Apply Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (567) Apply Guidelines & Recommendations filter
- Reference (123) Apply Reference filter
- Press Release (67) Apply Press Release filter
- Opinion (63) Apply Opinion filter
- Letter (54) Apply Letter filter
- Consultation Paper (44) Apply Consultation Paper filter
- Final Report (43) Apply Final Report filter
- Speech (32) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Report (22) Apply Report filter
- Q&A (12) Apply Q&A filter
- SMSG Advice (6) Apply SMSG Advice filter
- Annual Report (4) Apply Annual Report filter
- Decision (3) Apply Decision filter
- Technical Standards (3) Apply Technical Standards filter
- CESR Document (2) Apply CESR Document filter
Your filters
Audit X Transparency X Securities Financing Transactions X Brexit X Guidelines and Technical standards X Corporate Finance X MiFID - Investor Protection X Sustainable finance X Technical Advice X Statement X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/03/2021 | ESMA35-43-2632 | Application of the temporary suspension of the obligation to publish RTS 27 reports | MiFID - Investor Protection | Statement | PDF 78.5 KB |
||||
| 01/10/2020 | ESMA80-187-610 | BMR Brexit Public Statement 2020 Q4 | Benchmarks, Brexit | Statement | PDF 110.8 KB |
||||
| 24/03/2021 | ESMA80 -187-881 | BMR Brexit Statement updated | Benchmarks, Brexit | Statement | PDF 82.91 KB |
||||
| 19/12/2018 | ESMA35-43-1328 | Brexit Statement- information to clients | Brexit, MiFID - Investor Protection | Statement | PDF 212.95 KB |
||||
| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
| 31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
||||
| 02/06/2022 | JC 2022 23 | Clarifications on the ESAs' draft RTS under SFDR | Joint Committee, Sustainable finance | Statement | PDF 306.38 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |