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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|28/09/2021||ESMA71-99-1735||ESMA Work Programme 2022||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases||Press Release||PDF
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/09/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|24/09/2021||ESMA70-156-3914||Consultation Paper on the review of certain aspects of the Short Selling Regulation||Short Selling||Consultation Paper||PDF
|23/09/2021||ESMA32-61-468||Third Agenda Consultation letter to EFRAG||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence||Letter||PDF
|23/09/2021||ESMA32-61-457||Third Agenda Consultation letter to the IASB||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence||Letter||PDF
|23/09/2021||ESMA71-99-1734||Press Release- ESMA fines UnaVista trade repository €238500 for EMIR data failures||Board of Supervisors, Press Releases, Trade Repositories||Press Release||PDF
|01/09/2021||ESMA31-67-535||Practical Guide on notifications of major holdings under the Transparency Directive||Corporate Disclosure, Corporate Information, Transparency||Reference||PDF
|01/09/2021||ESMA71-99-1720||ESMA sees risk of market corrections in uneven recovery||Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors||Press Release||PDF
|11/08/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|04/08/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|23/07/2021||ESMA32-334-419||Response to IFRS Foundation- Changes to the Constitution for a future ISSB||Corporate Disclosure, IAS Regulation||Letter||PDF
|19/07/2021||ESMA32-60-254||ESEF Reporting Manual track changes||European Single Electronic Format||Reference||PDF
|15/07/2021||ESMA71-99-1709||Press Release- ESMA SPACs statement||MiFID - Investor Protection, Press Releases, Prospectus||Press Release||PDF
|12/07/2021||ESMA71-99-1715||Press Release- DTCC Derivatives Repository fined €408,000 for EMIR data breaches||Board of Supervisors, Press Releases, Trade Repositories||Press Release||PDF
|25/06/2021||ESMA71-99-1701||Press_Release_Registration of SRs||Press Releases, Securitisation||Press Release||PDF
|16/06/2021||ESMA71-99-1694||ESMA's 2020 Annual Report||Board of Supervisors, Corporate Information, Management Board, Press Releases||Press Release||PDF
|07/06/2021||ESMA91-372-1367||Framework for the 2021 CCP ST exercise||CCP Directorate, Post Trading, Press Releases||Reference||PDF
|31/05/2021||ESMA32-60-727||Final Report draft RTS amending RTS on ESEF 2021||Corporate Disclosure, European Single Electronic Format||Final Report||PDF