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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|02/07/2020||SG34-45-937 slides||Public hearing on ESG disclosures CP 2 July 2020- Slides||Joint Committee, Sustainable finance||Reference||PDF
|30/06/2020||SG34-45-937||Public hearing on ESG disclosures CP 2 July 2020- Agenda||Joint Committee, Sustainable finance||Reference||PDF
|30/11/2021||SFDR EC Q&A CORRECTION||EC Q&A on sustainability-related disclosures- correction||Joint Committee, Sustainable finance||Q&A||PDF
|26/07/2021||SFDR EC Q&A||EC Q&A on sustainability-related disclosures||Joint Committee, Sustainable finance||Q&A||PDF
|18/05/2017||pkaspeech||Speech by Patrick Armstrong on The Adoption of RegTech within the Financial Services Industry||Innovation and Products||Speech||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|08/07/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|08/07/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|25/05/2022||Joint Committee SFDR Q&As||Questions related to Regulation (EU) 2019/2088 on SFDR||Joint Committee, Sustainable finance||Q&A||PDF
|25/08/2021||Joint Committee||Press release on ESAs publish final draft technical standards amending margin requirements for non-centrally cleared OTC derivatives||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||PSD Supervisory cooperation protocol||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||Statement on variation margin exchange under the EMIR RTS on OTC derivatives||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||JC RTS 2013 Draft RTS on consistent application of article 6(2) of the Financial Conglomerates Directive||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||JC 2013 Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors||Joint Committee||Guidelines & Recommendations||ZIP
|25/08/2021||Joint Committee||JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices||Joint Committee||Consultation Paper||PDF
|25/08/2021||Joint Committee||JC 2014 Final Report On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations||Joint Committee||Final Report||PDF
|25/08/2021||Joint Committee||JC 2014 Self placement- reminder to credit institutions and insurance undertakings about applicable regulatory requirements||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||JC 2014 Draft RTS on risk concentration and intra-group transactions||Joint Committee||Reference||PDF