ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Management Board filter Management Board
- (-) Remove Trading filter Trading
- Credit Rating Agencies (23) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Short Selling (7) Apply Short Selling filter
- Corporate Information (6) Apply Corporate Information filter
- Joint Committee (6) Apply Joint Committee filter
- Market Integrity (6) Apply Market Integrity filter
- COVID-19 (5) Apply COVID-19 filter
- Trade Repositories (4) Apply Trade Repositories filter
- MiFID - Investor Protection (3) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (3) Apply MiFID - Secondary Markets filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Decision filter Decision
- Reference (141) Apply Reference filter
- Summary of Conclusions (135) Apply Summary of Conclusions filter
- Press Release (51) Apply Press Release filter
- Letter (27) Apply Letter filter
- Statement (27) Apply Statement filter
- Speech (13) Apply Speech filter
- Final Report (12) Apply Final Report filter
- Consultation Paper (11) Apply Consultation Paper filter
- Report (11) Apply Report filter
- Annual Report (6) Apply Annual Report filter
- Q&A (4) Apply Q&A filter
- Opinion (3) Apply Opinion filter
- SMSG Advice (3) Apply SMSG Advice filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 28/10/2020 | ESMA70-155-11072 | ESMA decision renewal of 16 September 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR | Trading | Decision | PDF 395.8 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 29/09/2020 | ESMA-22-328-402 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 147.09 KB |
||||
| 24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
||||
| 23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
| 01/10/2019 | ESMA63-313-528 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 445.94 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 26/01/2017 | ESMA40-1432018523-304 | Decision- Adopting Rules of Procedure on Professional Secrecy | Management Board | Decision | PDF 332.94 KB |