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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/10/2018 ESMA31-62-1114 2017 Report on EEA prospectus activity Final Report PDF
385.45 KB
30/03/2022 ESMA32-63-1249 2021 Corporate reporting enforcement and regulatory activities Annual Report PDF
748.01 KB
22/10/2021 AFM/1 Consumer testing AFM report Report PDF
2.75 MB
22/10/2021 SGH/1 Consumer testing SGH report Report PDF
2.08 MB
26/05/2016 2016/725 Draft RTS on indirect clearing arrangements under EMIR and MiFIR , , Final Report PDF
740.71 KB
03/07/2017 ESMA31-62-746 EEA prospectus activity in 2016 , Report PDF
475.66 KB
03/11/2020 ESMA42-111-5349 Fast Track Peer Review Report- Wirecard , , Report PDF
1.33 MB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
06/07/2012 2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements , Final Report PDF
444.15 KB
28/03/2022 ESMA70-445-38 Final Report on Emission allowances and associated derivatives , Final Report PDF
3.19 MB
31/03/2022 ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements , Final Report PDF
475.42 KB
03/05/2019 ESMA35-43-1737 Final report on integrating sustainability risks and factors in the MIFID II , , Final Report PDF
371.73 KB
03/05/2019 ESMA34-45-688 Final report on integrating sustainability risks and factors in the UCITS Directive and the AIFMD , Final Report PDF
483.4 KB
30/09/2016 2016/1412 Final Report on MAR Guidelines on commodity derivatives , , Final Report PDF
566.52 KB

Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.

Contents

Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.

Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.

Next steps

The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.

 

 

28/11/2022 ESMA81-393-599 Final Report on review of RTS on recognition , Final Report PDF
712.24 KB
30/09/2022 JC 2022 42 Final Report on SFDR amendments for nuclear and gas activities , Final Report PDF
1.07 MB
18/11/2022 JC 2022 42 Final Report on SFDR amendments for nuclear and gas activities , Report DOCX
2.17 MB
22/10/2021 JC 2021 50 Final report on taxonomy-related product disclosure RTS , Final Report PDF
1.62 MB
17/11/2022 ESMA91-372-2346 Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) , Final Report PDF
910.65 KB
17/11/2022 ESMA91-372-1791 Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements , Final Report PDF
862.01 KB