ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
127
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Audit X Brexit X Warnings and publications for investors X MiFID - Secondary Markets X Prospectus X Joint Committee X Technical Advice X Q&A X Opinion X Technical Standards X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
19/12/2016 2016/1673 2016-1673 Q&A on MiFID II commodity derivatives topics MiFID - Secondary Markets Q&A PDF
338.93 KB
02/05/2016 2016/666 ANNEX Annex- Opinion on draft RTS 2 non-equity transparency MiFID - Secondary Markets Opinion PDF
633.28 KB
30/05/2016 2016/730 ANNEX Annex- Opinion on draft RTS 20 on ancillary activity MiFID - Secondary Markets Opinion PDF
220.42 KB
02/05/2016 2016/668 ANNEX Annex- Opinion on draft RTS 21 position limits MiFID - Secondary Markets Opinion PDF
124.02 KB
30/04/2019 ESMA70-155-3655 Belgian Power Physical Base position limit opinion MiFID - Secondary Markets Opinion PDF
261.43 KB
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
23/12/2014 JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Joint Committee Technical Standards PDF
819.76 KB
26/07/2021 SFDR EC Q&A EC Q&A on sustainability-related disclosures Joint Committee, Sustainable finance Q&A PDF
601.99 KB
30/11/2021 SFDR EC Q&A CORRECTION EC Q&A on sustainability-related disclosures- correction Joint Committee, Sustainable finance Q&A PDF
87.19 KB
30/04/2019 ESMA70-155-5285 EEX Dutch Power Baseload Futures position limit opinion MiFID - Secondary Markets Opinion PDF
265.63 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR Joint Committee, Securitisation Opinion PDF
339.91 KB
10/08/2017 ESMA70-155-988 ESMA Opinion on AMF position limits on corn MiFID - Secondary Markets Opinion PDF
337.15 KB
10/08/2017 ESMA70-155-983 ESMA Opinion on AMF position limits on milling wheat MiFID - Secondary Markets Opinion PDF
348.35 KB
10/08/2017 ESMA70-155-993 ESMA Opinion on AMF position limits on rapeseed MiFID - Secondary Markets Opinion PDF
421.96 KB
22/12/2017 ESMA70-154-884 ESMA opinion on ancillary activity under MiFID II – market size calculation MiFID - Secondary Markets Opinion
21/09/2018 esma70-156-769 ESMA opinion on MiFID II RTS 1 MiFID - Secondary Markets Technical Standards PDF
645.02 KB
21/03/2018 ESMA70-156-322 ESMA opinion on package orders' trading obligation under MiFID II MiFID - Secondary Markets Opinion PDF
173.17 KB
06/04/2021 ESMA70-872942901-38 esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics MiFID - Secondary Markets Q&A PDF
486.47 KB
01/03/2012 2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
1.32 MB		 ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD).  The advice was submitted to the Commission on 29 February 2012.  In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.

Pages