ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Prospectus filter Prospectus
- (-) Remove Securitisation filter Securitisation
- (-) Remove Innovation and Products filter Innovation and Products
- MiFID - Secondary Markets (87) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (62) Apply MiFID - Investor Protection filter
- Short Selling (35) Apply Short Selling filter
- Market Integrity (32) Apply Market Integrity filter
- Post Trading (25) Apply Post Trading filter
- Fund Management (16) Apply Fund Management filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (9) Apply Market Abuse filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- CESR Archive (7) Apply CESR Archive filter
- Brexit (6) Apply Brexit filter
- Corporate Information (4) Apply Corporate Information filter
- Joint Committee (4) Apply Joint Committee filter
- Benchmarks (3) Apply Benchmarks filter
- Corporate Finance (2) Apply Corporate Finance filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (2) Apply Trade Repositories filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- Reference (80) Apply Reference filter
- Press Release (43) Apply Press Release filter
- Final Report (42) Apply Final Report filter
- Report (37) Apply Report filter
- Consultation Paper (28) Apply Consultation Paper filter
- Speech (23) Apply Speech filter
- Statement (18) Apply Statement filter
- Letter (14) Apply Letter filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Technical Advice (7) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- Annual Report (1) Apply Annual Report filter
- Compliance table (1) Apply Compliance table filter
- Decision (1) Apply Decision filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/05/2021 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 576.64 KB |
||||
| 28/05/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.04 MB |
||||
| 28/05/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.37 MB |
||||
| 28/05/2021 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 530.2 KB |
||||
| 28/05/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1005.17 KB |
||||
| 31/03/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 692.72 KB |
||||
| 30/03/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 706.17 KB |
||||
| 26/03/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 279.8 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 08/07/2020 | ESMA70-708036281-2 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 446.04 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
| 05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 12/01/2017 | ESMA50-1215332076-23 | Opinion on the impact of the exclusion of fund management companies from the scope of the MiFIR intervention powers | Innovation and Products | Opinion | PDF 224.29 KB |