ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
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25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
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06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
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17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
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17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
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11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
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16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
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26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
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17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
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30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
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26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
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11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
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11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
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06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
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12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
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17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
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17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |