ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
148
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Transparency filter Transparency
- (-) Remove Prospectus filter Prospectus
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- CESR Archive (212) Apply CESR Archive filter
- Corporate Information (176) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (138) Apply Securities and Markets Stakeholder Group filter
- Post Trading (101) Apply Post Trading filter
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- Joint Committee (82) Apply Joint Committee filter
- Board of Supervisors (67) Apply Board of Supervisors filter
- Fund Management (57) Apply Fund Management filter
- Planning reporting budget (57) Apply Planning reporting budget filter
- Risk Analysis & Economics - Markets Infrastructure Investors (52) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (48) Apply CCP Directorate filter
- Management Board (48) Apply Management Board filter
- Credit Rating Agencies (42) Apply Credit Rating Agencies filter
- International cooperation (41) Apply International cooperation filter
- Corporate Disclosure (38) Apply Corporate Disclosure filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Sustainable finance (35) Apply Sustainable finance filter
- Securitisation (32) Apply Securitisation filter
- Benchmarks (23) Apply Benchmarks filter
- Market Abuse (22) Apply Market Abuse filter
- Supervisory convergence (20) Apply Supervisory convergence filter
- Market Integrity (18) Apply Market Integrity filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Corporate Finance (15) Apply Corporate Finance filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- Short Selling (11) Apply Short Selling filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Brexit (5) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Speeches (3) Apply Speeches filter
- Vacancies (3) Apply Vacancies filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- (-) Remove SMSG Advice filter SMSG Advice
- Guidelines & Recommendations (87) Apply Guidelines & Recommendations filter
- Press Release (66) Apply Press Release filter
- Opinion (65) Apply Opinion filter
- Consultation Paper (57) Apply Consultation Paper filter
- Final Report (55) Apply Final Report filter
- Statement (45) Apply Statement filter
- Speech (39) Apply Speech filter
- Report (34) Apply Report filter
- Letter (29) Apply Letter filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (17) Apply Compliance table filter
- Q&A (10) Apply Q&A filter
- Technical Advice (9) Apply Technical Advice filter
- Decision (7) Apply Decision filter
- Technical Standards (4) Apply Technical Standards filter
Your filters
Innovation and Products X European Single Electronic Format X Prospectus X MiFID - Investor Protection X Securities Financing Transactions X Trade Repositories X Transparency X Vacancy X Annual Report X CESR Document X Reference X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/08/2022 | CPD22 | Joint ESAs Consumer Protection Day- Programme | Joint Committee, MiFID - Investor Protection | Reference | PDF 619.11 KB |
||||
| 20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
||||
| 11/07/2022 | ESMA70-460-117 | Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 752.81 KB |
||||
| 08/07/2022 | JC 2022 32 | Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience | Innovation and Products, Joint Committee | Reference | PDF 586.3 KB |
||||
| 01/07/2022 | ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | Corporate Disclosure, Corporate Information, Transparency | Reference | PDF 1 MB |
||||
| 17/06/2022 | ESMA42-112-377 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 272.27 KB |
||||
| 07/06/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 378.96 KB |
||||
| 17/05/2022 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 341.26 KB |
||||
| 12/05/2022 | ESMA WP-2022-02 | ESMA working paper on Financial stability risks from cloud outsourcing | Innovation and Products | Reference | PDF 746.79 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 28/03/2022 | ESMA 50-165-2078 | Fund performance during market stress – The Corona experience | Fund Management, Innovation and Products | Reference | PDF 387.61 KB |
||||
| 24/03/2022 | ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | PDF 183.48 KB |
||||
| 15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
||||
| 14/02/2022 | ESAFinEdu Highlights | Joint ESAs financial education conference 2022- Highlights | Joint Committee, MiFID - Investor Protection | Reference | PDF 318.78 KB |
||||
| 10/02/2022 | ESMA 80-195-1352 | Text mining ESG disclosures in rating agency press releases | Credit Rating Agencies, Innovation and Products, Sustainable finance | Reference | PDF 403.58 KB |
||||
| 02/02/2022 | ESMA35-43-2900 | Supervisory briefing in relation to firms using tied agents in the MiFID II framework | MiFID - Investor Protection | Reference | PDF 198.53 KB |
||||
| 31/01/2022 | JC 2022 03 | Joint ESAs thematic repository of national financial education initiatives on digitalisation | Joint Committee, MiFID - Investor Protection | Reference | PDF 4.99 MB |
Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud |
|||
| 31/01/2022 | ESAs Financial Education event | Joint ESAs high-level conference on financial education | Joint Committee, MiFID - Investor Protection | Reference | PDF 258.84 KB |
||||
| 28/01/2022 | ESMA70-156-4978 reply form | Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Reference | DOCX 418.16 KB |
||||
| 07/01/2022 | ESMA35-30-703 | Call for expression of interest: CWG of ESMA's IPISC | MiFID - Investor Protection | Reference | PDF 188.91 KB |