ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/11/2021 ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers , Compliance table PDF
172.51 KB
23/11/2021 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
140.5 KB
11/11/2021 ESMA22-106-3571 Summary of conclusions Board of Supervisors- 21-22 September 2021 Summary of Conclusions PDF
209.27 KB
29/10/2021 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
145.3 KB
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
01/10/2021 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
163.99 KB
20/09/2021 ESMA22-106-3478 Summary of conclusions Board of Supervisors- 8 July 2021 Summary of Conclusions PDF
156.61 KB
13/09/2021 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
160.49 KB
29/07/2021 ESMA22-106-3396 Summary of conclusions Board of Supervisors- 20 May 2021 Summary of Conclusions PDF
160.01 KB
08/07/2021 ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Compliance table PDF
124.29 KB
01/07/2021 ESMA31-62-1409 Compliance table GLs on Risk factors Compliance table PDF
131.48 KB
23/06/2021 ESMA22-106-3366 Summary of conclusions Board of Supervisors- 4 May 2021 Summary of Conclusions PDF
95.67 KB
16/06/2021 ESMA20-95-1381 2020 Annual Report , , , Annual Report PDF
4 MB
08/06/2021 ESMA22-106-3307 Summary of conclusions Board of Supervisors- 23 March 2021 Summary of Conclusions PDF
171.05 KB
08/06/2021 ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Opinion PDF
267.28 KB
27/05/2021 ESMA22-105-1363 ESMA OPINION ON 2019 DISCHARGE REPORT OF EP , Opinion PDF
87.37 KB
21/05/2021 ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 , Summary of Conclusions PDF
82.2 KB
08/04/2021 ESMA22-106-3233 Summary of conclusions Board of Supervisors- 23 February 2021 Summary of Conclusions PDF
142.17 KB
07/04/2021 JC 2021 08 Joint Committee Annual Report 2020 Annual Report PDF
1.01 MB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB

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