ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Procurement filter Procurement
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- (-) Remove Sustainable finance filter Sustainable finance
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (600) Apply Guidelines and Technical standards filter
- Post Trading (356) Apply Post Trading filter
- Fund Management (327) Apply Fund Management filter
- Corporate Disclosure (322) Apply Corporate Disclosure filter
- Press Releases (321) Apply Press Releases filter
- MiFID - Secondary Markets (315) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (238) Apply Credit Rating Agencies filter
- Corporate Information (223) Apply Corporate Information filter
- Joint Committee (220) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (192) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (176) Apply Board of Supervisors filter
- Speeches (147) Apply Speeches filter
- Risk Analysis & Economics - Markets Infrastructure Investors (138) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Management Board (111) Apply Management Board filter
- Supervisory convergence (110) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (105) Apply IFRS Supervisory Convergence filter
- Short Selling (97) Apply Short Selling filter
- IAS Regulation (82) Apply IAS Regulation filter
- Market Abuse (78) Apply Market Abuse filter
- Prospectus (70) Apply Prospectus filter
- Planning reporting budget (60) Apply Planning reporting budget filter
- Benchmarks (57) Apply Benchmarks filter
- Brexit (57) Apply Brexit filter
- International cooperation (48) Apply International cooperation filter
- COVID-19 (47) Apply COVID-19 filter
- Trade Repositories (33) Apply Trade Repositories filter
- European Single Electronic Format (31) Apply European Single Electronic Format filter
- Transparency (31) Apply Transparency filter
- Corporate Finance (29) Apply Corporate Finance filter
- Trading (29) Apply Trading filter
- Board of Appeal (22) Apply Board of Appeal filter
- Securities Financing Transactions (22) Apply Securities Financing Transactions filter
- Audit (20) Apply Audit filter
- Corporate Governance (18) Apply Corporate Governance filter
- CCP Directorate (16) Apply CCP Directorate filter
- Careers (14) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (12) Apply MiFID II: Transparency Calculations and DVC filter
- ITMG (3) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
Type of document
- Reference (152) Apply Reference filter
- Investor Warning (92) Apply Investor Warning filter
- Opinion (90) Apply Opinion filter
- Guidelines & Recommendations (79) Apply Guidelines & Recommendations filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Press Release (54) Apply Press Release filter
- Consultation Paper (41) Apply Consultation Paper filter
- Speech (32) Apply Speech filter
- Final Report (28) Apply Final Report filter
- Statement (27) Apply Statement filter
- Report (22) Apply Report filter
- Letter (18) Apply Letter filter
- Compliance table (11) Apply Compliance table filter
- Decision (10) Apply Decision filter
- Q&A (7) Apply Q&A filter
- Technical Advice (7) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
- ONGOING Procedure (2) Apply ONGOING Procedure filter
- SMSG Advice (2) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
23/05/2008 | 08-003 Finnish | A Consumer's guide to MiFID- Investing in Financial products- Finnish translation | Warnings and publications for investors | Reference | PDF 1 MB |
||||
01/09/2008 | 08-003 Icelandic | A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation | Warnings and publications for investors | Reference | PDF 554.96 KB |
||||
26/08/2008 | 08-003 German | A Consumer's guide to MiIFD- Investing in Financial products- German translation | Warnings and publications for investors | Reference | PDF 380.1 KB |
||||
30/09/2008 | 08-003 Lithuanian | A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation | Warnings and publications for investors | Reference | PDF 3.22 MB |
||||
31/07/2008 | 08-003 Maltese | A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation | Warnings and publications for investors | Reference | PDF 1.24 MB |
||||
07/03/2008 | 08-003 | A Consumers' Guide to MiFID- Investing in Financial Products | Warnings and publications for investors | Reference | PDF 563.13 KB |
||||
07/03/2008 | 08-003 Dutch | A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation | Warnings and publications for investors | Reference | PDF 245.93 KB |
||||
07/03/2008 | 08-003 French | A Consumers' Guide to MiFID- Investing in Financial Products- French translation | Warnings and publications for investors | Reference | PDF 240.21 KB |
||||
07/03/2008 | 08-003 HU | A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation | Warnings and publications for investors | Reference | PDF 281.74 KB |
||||
07/03/2008 | 08-003 ES | A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation | Warnings and publications for investors | Reference | PDF 2.35 MB |
||||
10/09/2012 | 2012/557 PT | A ESMA alerta os investidores para os riscos dos investimentos online | Warnings and publications for investors | Investor Warning | PDF 336.1 KB |
A ESMA alerta os investidores para os riscos dos investimentos online | |||
05/01/2017 | PROC/2016/27 | Adaptation of the building sectors for the extension of ESMA premises | Procurement | CLOSED Procedure | PDF 102.14 KB |
This tender procedure is for “Adaptation of the building sectors for the extension of ESMA premises”: |
|||
26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
09/01/2019 | ESMA50-157-1391 | Advice on Initial Coin Offerings and Crypto-Assets | Innovation and Products | Report | PDF 882.48 KB |
||||
18/12/2014 | 2014/1560 | Advice- Investment-based crowdfunding | Innovation and Products | Final Report | PDF 482.2 KB |
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the potential for a financial return. ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind. Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document. | |||
01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
||||
27/02/2018 | ESMA71-319-70 | Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels | Innovation and Products, Speeches | Speech | PDF 168.3 KB |
||||
07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
||||
07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |