ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Innovation and Products X Warnings and publications for investors X MiFID - Investor Protection X Procurement X Market Integrity X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/01/2021 | ESMA WP-2021-02 | ESMA working paper on equity funds and derivatives | Fund Management, Innovation and Products | Reference | PDF 673.7 KB |
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| 11/01/2021 | ESMA WP-2021-01 | ESMA working paper on funds and single-name CDS: Hedging or Trading? | Innovation and Products | Reference | PDF 591.74 KB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 14/12/2020 | ESMA50-157-2413 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 186.13 KB |
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| 10/09/2020 | ESMA63-313-567 | Procurement plan overview | Procurement | Reference | PDF 89.53 KB |
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| 27/08/2020 | PROC/2020/07 | Open procedure for “Fund Portfolio Holdings Data” – DEADLINE 30/9/2020 11:59 | Procurement | Reference | PDF 139.36 KB |
This tender procedure is for “Fund Portfolio Holdings Data”: |
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| 03/07/2020 | ESMA63- 53-4584 | Annual list of 2019 contractors | Procurement | Reference | PDF 176.88 KB |
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| 03/06/2020 | ESMA50-164-3342 response form | Draft Guidelines on Outsourcing to Cloud Service Providers- response form | Innovation and Products | Reference | DOCX 746.68 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
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| 06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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| 07/04/2020 | ESMA50-157-2140 | ToR FISC | Innovation and Products | Reference | PDF 97.63 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
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| 06/08/2019 | ESMA74-361-75 | Call for interest DAG members | Market Integrity, Trading | Reference | PDF 167.88 KB |
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| 06/08/2019 | ESMA74-361-85 | DSC DAG application form | Market Integrity | Reference | DOCX 38.58 KB |
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| 28/06/2019 | ESMA63-313-523 | Annual list of contractors- 2018 | Procurement | Reference | PDF 181.22 KB |
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| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
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| 04/06/2019 | ESMA35-30-658 | ESMA35-30-658 IPISC CWG CALL FOR INTEREST | MiFID - Investor Protection | Reference | PDF 162.62 KB |