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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/10/2015 2015/1615 Steven Maijoor speech at ECN Innovation and Products, Speeches Speech PDF
261.75 KB
07/01/2016 2015/1912 Opening Speech by J Servais, President of FSMA Innovation and Products Speech PDF
162.44 KB
07/01/2016 2015/1915 Closing Speech by V Ross, ESMA FI Day Innovation and Products Speech PDF
100.54 KB
07/03/2016 2016/345 Financial Innovation towards a balanced regulatory response- Speech by V. Ross Innovation and Products, Speeches Speech PDF
138.83 KB
06/06/2016 2016/907 Economic Report on order duplication and liquidity measurement in EU equity markets Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.44 MB
06/06/2016 2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
247 KB
30/09/2016 2016/1420 Financial Technology: The Regulatory Tipping Points Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Speech PDF
273.28 KB
04/10/2016 2016/1415 ESMA reporton on securities financing transactions and leverage in the EU Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.94 MB
07/11/2016 2016/1547 Speech Public hearing on the review of the EU macro-prudential framework- Steven Maijoor, 7 November 2016 Risk Analysis & Economics - Markets Infrastructure Investors Speech PDF
154.77 KB
24/11/2016 2016/1613 Regulation and DLT: Working to Strike the Right Balance Innovation and Products, Speeches Speech PDF
164.72 KB
23/01/2017 ESMA71-844457584-330 Speech by Patrick Armstrong- FinTech, Oslo Børs ASA Conference, 18 January 2017 Innovation and Products, Speeches Speech PDF
181.84 KB
07/02/2017 ESMA50-1121423017-285 Report on Distributed Ledger Technology Applied to Securities Markets Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
508.75 KB
05/04/2017 ESMA31-54-435 Report on shareholder identification and communication systems Corporate Finance, Corporate Governance Report PDF
1.09 MB
18/05/2017 pkaspeech Speech by Patrick Armstrong on The Adoption of RegTech within the Financial Services Industry Innovation and Products Speech PDF
255.17 KB
07/06/2017 ESMA50-158-457 ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector Innovation and Products Report PDF
712.26 KB
  1. ESMA welcomes the opportunity to respond to the Commission Consultation paper on Fintech: a more competitive and innovative financial sector (hereafter “the Consultation”).
  2. Fintech and, technological innovation in general, have been the drivers of a number of developments in the financial sector in recent years. Indeed, new forms of services and businesses such as automated advice or crowdfunding have emerged. ESMA sees these developments as a positive evolution as long as they are aimed at improving consumer financial experience and facilitate financial inclusion. ESMA would also want to stress that it adheres to the core principles (technological neutrality, proportionality and market integrity) highlighted by the Commission and agrees that any EU policies aiming to ensure the financial sector takes advantage of cutting-edge technologies, while remaining sound and safe for investors, need to integrate these principles.
  3. In this response, ESMA wishes to share with the Commission some reflections on a number of topics mentioned in the Consultation which appear relevant to ESMA:
    • Artificial intelligence and big data analytics for automated advice and businesses;
    • Crowdfunding;
    • Reg Tech;
    • Outsourcing and cloud computing;
    • Distributed ledger technology;
    • Role of regulation and supervisors; and
    • Role of industry: standards and interoperability
14/06/2017 ESMA50-165-331 ESMA Risk Dashboard 1Q2107 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
744.43 KB
03/07/2017 ESMA31-62-746 EEA prospectus activity in 2016 Corporate Finance, Prospectus Report PDF
475.66 KB
19/07/2017 ESMA50-164-820 Regulatory Technology: Reshaping the Supervisor-Market Participant Relationship Innovation and Products, Speeches Speech PDF
251.54 KB
12/09/2017 ESMA50-165-413 ESMA Risk Dashboard No.3 2017 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
868.91 KB
05/12/2017 ESMA50-165-498 ESMA Risk Dashboard No 4 2017 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
976.96 KB

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