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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

06/11/2018 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
293.08 KB
22/12/2015 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
291.93 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
24/04/2017 ESMA 32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 , Compliance table PDF
112.42 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
226.56 KB
03/02/2016 2016/BS/2rev1 SoC Board of Supervisors Summary of Conclusions PDF
212.94 KB
21/05/2021 ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 , Summary of Conclusions PDF
82.2 KB
21/10/2015 2015/BS/139rev SoC Board of Supervisors- 9 July conference call Summary of Conclusions PDF
147.59 KB
21/10/2015 2015/BS/168rev SoC Board of Supervisors- conference call 31 August 2015 Summary of Conclusions PDF
122.18 KB
12/12/2019 ESMA22-106-2009 SoC ESMA Board of Supervisors Conference call November 2019 Summary of Conclusions PDF
136 KB
09/12/2019 ESMA22-106-1980 SoC ESMA Board of Supervisors October 2019 Summary of Conclusions PDF
311 KB
21/10/2015 2015/BS/140 SoC June 2015 Board of Supervisors Summary of Conclusions PDF
271.78 KB
17/12/2015 2015/BS/232rev SoC November 2015 Board of Supervisors Summary of Conclusions PDF
279.1 KB
28/03/2019 ESMA22-106-1685 Summary of Conclusions Board of Supervisors call 5 March 2019 Summary of Conclusions PDF
288.98 KB
01/06/2017 ESMA22-106-209 Summary of Conclusions Board of Supervisors Conference call 03/05/2017 Summary of Conclusions PDF
185.2 KB
06/08/2019 ESMA22-106-1868 Summary of Conclusions Board of Supervisors Conference call 1 July 2019 Summary of Conclusions PDF
115.69 KB
03/04/2018 ESMA22-106-906 Summary of Conclusions Board of Supervisors Conference call 1 March 2018 Summary of Conclusions PDF
167.28 KB
19/06/2019 ESMA22-106-1773 Summary of Conclusions Board of Supervisors Conference call 10 April 2019 Summary of Conclusions PDF
151.41 KB

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