REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|05/12/2019||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|05/12/2019||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|04/12/2019||ESMA70-21038340-46||Compliance table for the Guidelines on market making activities under the Short Selling Regulation||Guidelines and Technical standards, Market Integrity, Short Selling||Compliance table||PDF
|20/08/2019||ESMA50-164-2554||Letter to EC- Joint EBA ESMA response on crypto-assets||Innovation and Products||Letter||PDF
|12/07/2019||ESMA50-164-2430||Report on the Licensing of FinTech business models||Innovation and Products||Report||PDF
|10/04/2019||JC 2019 26||Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements||Innovation and Products, Joint Committee||Technical Advice||PDF
|10/04/2019||JC 2019 25||Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures||Innovation and Products, Joint Committee||Technical Advice||PDF
|10/04/2019||ESMA 50-164-2193||Letter to EC- FinTech action plan- ICT cybersecurity and outsourcing||Innovation and Products||Letter||PDF
|07/02/2019||ESMA50-157-1588||ESMA Risk Assessment Work Programme 2019||Innovation and Products, Planning reporting budget, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|09/01/2019||ESMA71-99-1084||Crypto-assets need common EU-wide approach to ensure investor protection||Innovation and Products, Press Releases||Press Release||PDF
|09/01/2019||ESMA50-157-1391||Advice on Initial Coin Offerings and Crypto-Assets||Innovation and Products||Report||PDF
|09/01/2019||ESMA50-157-1384||Annex- Legal qualification of crypto-assets – survey to NCAs||Innovation and Products||Reference||PDF
|07/01/2019||JC 2018 74||Joint ESA report on Regulatory sandboxes and innovation hubs||Innovation and Products, Joint Committee||Report||PDF
|04/12/2018||ESMA50-157-1377||Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee||Innovation and Products||Reference||PDF
|04/12/2018||ESMA50-157-1377 Application form||FISC CWG Application Form||Innovation and Products||Reference||DOCX
|30/11/2018||ESMA71-99-1070||Developments in RegTech and SupTech||Innovation and Products, Speeches||Speech||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/10/2018||ESMA71-99-1051||Financial Technology: ESMA’s Approach- Speech at the 4th Luxembourg FinTech Conference||Innovation and Products||Speech||PDF