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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|16/08/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|16/08/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|18/07/2022||ESMA81-459-65||Working Group on Euro Risk-Free Rates- 17 June Meeting Minutes||Benchmarks||Reference||PDF
|13/07/2022||ESMA65-8-9949||FIRDS User Guide v5.1||MiFID - Secondary Markets||Reference||PDF
|11/07/2022||ESMA70-460-117||Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure||Innovation and Products, MiFID - Secondary Markets||Reference||DOCX
|08/07/2022||JC 2022 32||Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience||Innovation and Products, Joint Committee||Reference||PDF
|08/07/2022||ESMA81-393-513||Response form- RTS on recognition under the Benchmarks Regulation||Benchmarks||Reference||DOCX
|02/06/2022||ESMA70-155-3832||List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR||MiFID - Secondary Markets||Reference||PDF
|01/06/2022||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|12/05/2022||ESMA WP-2022-02||ESMA working paper on Financial stability risks from cloud outsourcing||Innovation and Products||Reference||PDF
|19/04/2022||ESMA65-8-9568||FIRDS Reference Data Functional Specifications v2.10||MiFID - Secondary Markets||Reference||PDF
|19/04/2022||ESMA 65-8-9654||FIRDS Reference Data XML Schema v1.2.1||MiFID - Secondary Markets||Reference||ZIP
|08/04/2022||ESMA81-459-57||Working group on euro risk-free rates- 2 March 2022 minutes||Benchmarks||Reference||PDF
|31/03/2022||ESMA81-459-52||Call for expression of interest issued towards administrators developing €STR-based forward-looking term structure as a fallback in EURIBOR-linked contracts||Benchmarks||Reference||PDF
|28/03/2022||ESMA 50-165-2078||Fund performance during market stress – The Corona experience||Fund Management, Innovation and Products||Reference||PDF
|17/03/2022||ESA 2022 15||EU financial regulators warn consumers on the risks of crypto-assets||Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors||Investor Warning||PDF
|02/03/2022||ESMA81-459-50||Working Group on Euro Risk-Free Rates – Work Programme for 2022/23||Benchmarks||Reference||PDF
|10/02/2022||ESMA 80-195-1352||Text mining ESG disclosures in rating agency press releases||Credit Rating Agencies, Innovation and Products, Sustainable finance||Reference||PDF