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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|26/11/2020||ESMA74-362-991||Response Form CP DRSP Fees||Post Trading, Supervisory convergence, Trading||Reference||DOCX
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||ESMA70-151-2767||Designated Payment and Securities Settlement Systems||Post Trading||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|10/11/2020||ESMA70-708036281-159||Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs)||Post Trading||Reference||PDF
|04/11/2020||ESMA70-151-995||Key relevant provisions of the corporate or similar law of a Member State, under which securities are constituted||Post Trading||Reference||PDF
|22/10/2020||ESMA70-151-889||CSD Register||Post Trading||Reference||PDF
|13/10/2020||ESMA70-148-523||List of Central Counterparties authorised to offer services and activities in the Union||Post Trading||Reference||PDF
|13/10/2020||ESMA70-708036281-176||Public Register for the Clearing Obligation under EMIR||Post Trading||Reference||PDF
|09/10/2020||JC GL 2017 17 appendix 1||Compliance table- Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector||Joint Committee||Reference||PDF
|10/09/2020||ESMA74-362-853||Validation table for reporting under the revised technical standards||Post Trading||Reference||XLSX
|31/07/2020||EMIR 59.3 register||List of registered trade repositories||Trade Repositories||Reference||XLSX
|13/07/2020||ESMA70-151-3190||3rd EU-Wide CCP Stress Test FAQ||CCP Directorate, Post Trading||Reference||DOCX
|02/07/2020||SG34-45-937 slides||Public hearing on ESG disclosures CP 2 July 2020- Slides||Joint Committee, Sustainable finance||Reference||PDF
|30/06/2020||SG34-45-937||Public hearing on ESG disclosures CP 2 July 2020- Agenda||Joint Committee, Sustainable finance||Reference||PDF
|29/06/2020||ESMA70-151-887||CSDR List of relevant authorities- Article 12||Post Trading||Reference||PDF
|10/06/2020||ESMA70-151-2766||Designated Authorities to notify opening of insolvency proceedings||Post Trading||Reference||PDF
|03/06/2020||ESMA50-164-3342 response form||Draft Guidelines on Outsourcing to Cloud Service Providers- response form||Innovation and Products||Reference||DOCX
|23/04/2020||ESMA34-45-904||Joint ESA consultation on ESG disclosures- response form||Joint Committee, Sustainable finance||Reference||DOCX