ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
22
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- MiFID - Secondary Markets (93) Apply MiFID - Secondary Markets filter
- Board of Supervisors (89) Apply Board of Supervisors filter
- MiFID - Investor Protection (64) Apply MiFID - Investor Protection filter
- Management Board (48) Apply Management Board filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (35) Apply Short Selling filter
- Post Trading (24) Apply Post Trading filter
- Joint Committee (20) Apply Joint Committee filter
- Fund Management (16) Apply Fund Management filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (10) Apply Market Abuse filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Brexit (6) Apply Brexit filter
- Corporate Information (6) Apply Corporate Information filter
- Prospectus (5) Apply Prospectus filter
- Securitisation (5) Apply Securitisation filter
- Innovation and Products (4) Apply Innovation and Products filter
- Sustainable finance (4) Apply Sustainable finance filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Corporate Finance (2) Apply Corporate Finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Opinion filter Opinion
- Guidelines & Recommendations (563) Apply Guidelines & Recommendations filter
- Final Report (325) Apply Final Report filter
- Press Release (293) Apply Press Release filter
- Consultation Paper (204) Apply Consultation Paper filter
- Reference (186) Apply Reference filter
- CESR Document (109) Apply CESR Document filter
- Letter (93) Apply Letter filter
- Speech (45) Apply Speech filter
- Compliance table (44) Apply Compliance table filter
- Statement (30) Apply Statement filter
- Report (24) Apply Report filter
- Annual Report (18) Apply Annual Report filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Technical Advice (2) Apply Technical Advice filter
- Decision (1) Apply Decision filter
Your filters
International cooperation X Supervisory convergence X Guidelines and Technical standards X Benchmarks X Securities Financing Transactions X CESR Archive X Q&A X Summary of Conclusions X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
||||
| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
||||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
||||
| 29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
||||
| 19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |