ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Brexit filter Brexit
- (-) Remove International cooperation filter International cooperation
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Press Releases (298) Apply Press Releases filter
- CESR Archive (249) Apply CESR Archive filter
- Credit Rating Agencies (54) Apply Credit Rating Agencies filter
- Fund Management (37) Apply Fund Management filter
- MiFID - Investor Protection (30) Apply MiFID - Investor Protection filter
- Corporate Disclosure (27) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- Post Trading (25) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (24) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Supervisory convergence (24) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Joint Committee (23) Apply Joint Committee filter
- Corporate Information (18) Apply Corporate Information filter
- Board of Supervisors (17) Apply Board of Supervisors filter
- Management Board (15) Apply Management Board filter
- Benchmarks (12) Apply Benchmarks filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (9) Apply Trade Repositories filter
- Innovation and Products (8) Apply Innovation and Products filter
- Market Abuse (7) Apply Market Abuse filter
- Market Integrity (7) Apply Market Integrity filter
- Short Selling (7) Apply Short Selling filter
- Sustainable finance (7) Apply Sustainable finance filter
- Prospectus (6) Apply Prospectus filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- Corporate Governance (5) Apply Corporate Governance filter
- Planning reporting budget (5) Apply Planning reporting budget filter
- CCP Directorate (4) Apply CCP Directorate filter
- COVID-19 (4) Apply COVID-19 filter
- Board of Appeal (3) Apply Board of Appeal filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IAS Regulation (3) Apply IAS Regulation filter
- Securitisation (3) Apply Securitisation filter
- Transparency (3) Apply Transparency filter
- Audit (2) Apply Audit filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trading (2) Apply Trading filter
- Corporate Finance (1) Apply Corporate Finance filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- Reference (62) Apply Reference filter
- Statement (29) Apply Statement filter
- Speech (7) Apply Speech filter
- Opinion (4) Apply Opinion filter
- Final Report (3) Apply Final Report filter
- Letter (3) Apply Letter filter
- Q&A (2) Apply Q&A filter
- Consultation Paper (1) Apply Consultation Paper filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
- Report (1) Apply Report filter
- SMSG Advice (1) Apply SMSG Advice filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/07/2013 | 2013/992 | ESMA finalises supervisory co-operation agreements for alternative investment | Fund Management, Press Releases, International cooperation | Press Release | PDF 167.72 KB |
||||
| 21/12/2016 | 2016/1682 | 2016-1682 Press Release on Feedback Statement on ESEF | Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency | Press Release | PDF 225.03 KB |
||||
| 18/12/2017 | ESMA 71-99-670 | New rules make EU issuers’ annual financial reports machine-readable | European Single Electronic Format | Press Release | PDF 218.36 KB |
||||
| 08/11/2018 | ESMA71-99-1055 | ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives | Brexit, Post Trading, Press Releases | Press Release | PDF 149.65 KB |
||||
| 01/02/2019 | ESMA71-99-1096 | ESMA and EU securities regulators MoUs with FCA | Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories | Press Release | PDF 80.5 KB |
||||
| 04/02/2019 | ESMA71-99-1107 | ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD | Brexit, Post Trading, Press Releases | Press Release | PDF 131.3 KB |
||||
| 18/02/2019 | ESMA71-99-1114 | ESMA to recognise three UK CCPs in the event of a no-deal Brexit | Brexit, Post Trading, Press Releases | Press Release | PDF 128.51 KB |
||||
| 15/02/2019 | ESMA71-99-1115 | ESMA IOSCO Statement on EDPB Opinion | Corporate Governance, International cooperation | Press Release | PDF 83.19 KB |
||||
| 01/03/2019 | ESMA71-99-1119 | ESMA to recognise the UK Central Securities Depository- no deal | Brexit, Post Trading, Press Releases | Press Release | PDF 79.27 KB |
||||
| 05/04/2019 | ESMA71-99-1142 | ESMA updates its recognition of UK CCPs and CSD | Brexit, Post Trading, Press Releases | Press Release | PDF 82.48 KB |
||||
| 29/05/2019 | ESMA71-99-1168 | ESMA adjusts application of the trading obligation for shares in a no-deal Brexit | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 87.46 KB |
||||
| 29/05/2019 | ESMA71-99-1168 | ESMA adjusts application of the trading obligation for shares in a no-deal Brexit | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 87.46 KB |
||||
| 17/04/2020 | ESMA71-99-1313 | Benchmarks MoU- 30 Mar (MAS ESMA) | Benchmarks, International cooperation, Press Releases | Press Release | PDF 112.32 KB |
||||
| 26/10/2020 | ESMA71-99-1413 | Press Release Brexit statement- Share Trading Obligation | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 83.7 KB |
||||
| 25/11/2020 | ESMA71-99-1443 | PR DTO Final Position | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 82.15 KB |
||||
| 11/12/2020 | ESMA71-99-1483 | ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD | Brexit, Post Trading | Press Release | PDF 88.94 KB |
||||
| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
||||
| 31/05/2017 | ESMA71-99-469 | ESMA issues principles on supervisory approach to relocations from the UK | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 143.31 KB |
The European Securities and Markets Authority (ESMA) has published an Opinion setting out general principles aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom. The opinion is addressed to national competent authorities (NCAs), in particular of the 27 Member States that will remain in the EU (EU27). The opinion is a practical tool to support supervisory convergence in the context of increased requests from UK financial market participants seeking to relocate to the EU27. It covers all legislation referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II. |
|||
| 13/07/2017 | ESMA71-99-526 | ESMA issues sector-specific principles on relocations from the UK to the EU27 | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 157.73 KB |
The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom . The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating. They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks. |